- Marex (New York, NY)
- …Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for your role ensuring that all regulatory ... information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide… more
- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide… more
- SMBC (New York, NY)
- …management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk management expertise is a plus. + Strong ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations, and risk mitigation to support Information and Operational Technology ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...the safety of employees and customers, system integrity, and operational availability. As part of managing the program, the… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations and risk mitigation to support Information and Operational Technology ... Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business...with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and… more
- Bank of America (Elma, NY)
- …Join us! **Job Description** Assigned as a market or industry level resource, the Senior Credit Products Officer (Sr. CPO) is a highly skilled resource, ... Sr. Credit Products Officer - Business Banking Westerville, Ohio;New York, New York;...as the Credit approver in conjunction with CPM and Risk management based on credit approval grid and drives… more
- Raymond James Financial, Inc. (New York, NY)
- … business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, ... Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders...risks. **Advanced Skill in:** + Leadership and collaboration across senior business units. + Strategic planning, risk … more
- SMBC (New York, NY)
- … risk management to the HR and Legal functional areas, including operational risk identification, assessment, monitoring and mitigation, in compliance with ... The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk ...Skills** + Minimum of 7-10 years of experience in operational risk management, compliance, audit, or other… more
- CUNY (New York, NY)
- Deputy Chief Technology Officer , CUNY Network Services **POSITION DETAILS** The Office of Computing and Information Services (CIS) at the City University of New York ... operations across CUNY's 26 colleges. Lastly, CIS provides strategic and operational IT leadership with respect to the maintenance, enhancement, and expansion… more