- BMO Financial Group (NY)
- …in the analysis, development, approval process, issuance and communication of Risk policy frameworks in alignment with standards. Writes, publishes and maintains ... influence or change behaviour. + Leads the execution of operational programs; assesses and adapts as needed to ensure...Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies… more
- American Express (New York, NY)
- …solutions, and business financing. The objective of the GCS Control Management Specialized Operational Risk (OR) Privacy team is to provide subject matter ... expertise on specific Operational Risk topics to ensure the BU...BUs to ensure alignment with standards set by centralized specialist risk -stripe teams + Facilitate activities to… more
- American Express (New York, NY)
- …manages bank partnerships globally. The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject matter expertise on ... specific Operational Risk topics to ensure the BU...specific Operational Risk topics to ensure the BU is equipped with...BUs to ensure alignment with standards set by centralized specialist risk -strip teams + Comply with enterprise… more
- TD Bank (Granville, NY)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... the customer first and referring them to the right Specialist to ensure we are meeting their needs and...+ Requires process management knowledge and knowledge of the risk profile for team processes supported, strong knowledge in… more
- American Express (New York, NY)
- …sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of critical operational risk management lifecycle activities * Experience working ... Ensuring activities are in alignment with standards set by specialist risk -stripe teams * Advising on decentralized... risk -stripe teams * Advising on decentralized risk types into broader operational risk… more
- Capital One (New York, NY)
- …banking and technology company seeking to reimagine banking. One of our key risk management priorities is to continue to transform our AML and Sanctions program ... to enable rigorous, nimble, and sustainable AML and Sanctions risk management, delivered through partnership between the first second and third lines of defense,… more
- KeyBank (Amherst, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- BMO Financial Group (New York, NY)
- …operational issues. + Understands the complexity of transactions and related risk (credit, market, operational , legal / compliance, etc.). + Helps ... a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor clients, including… more
- TD Bank (New York, NY)
- …for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. ... at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment leaders and governs… more