- TD Bank (New York, NY)
- …is responsible for leading the oversight and management of employee relations. This senior leader will ensure that TDS HR employee relations policies and practices ... labor laws, while fostering a positive employee experience and mitigating organizational risk . This role will liaise with enterprise employee relations and manage… more
- BMO Financial Group (New York, NY)
- …operational issues. + Understands the complexity of transactions and related risk (credit, market, operational , legal / compliance, etc.). + Helps ... a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor clients, including… more
- New York Power Authority (Massena, NY)
- …NYPA's overall operations, including Overseeing, monitoring, and evaluating the operational performance; directing the preparation of operating budgets and proposals ... systems, or other assets and resources; analyzing and approving operational investments that best meet the organization's business needs....and capital budgets, and other reports. + Conduct on-going risk analysis using key risk indicators and… more
- Bank of America (New York, NY)
- …adherence to industry risk governance, as well as monitoring for potential operational , reputational and market risk issues + Identifies risks early that ... on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit...indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards… more
- BMO Financial Group (New York, NY)
- Provides oversight, monitoring and reporting on model risk for the Enterprise and US portfolios. Develops and monitors the model risk management and governance ... across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a regulatory liaison on models and model … more
- TD Bank (New York, NY)
- …+ Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus + Extensive Operational knowledge as pertains ... and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions… more
- Citigroup (New York, NY)
- …Prime Brokerage. **Client Focus - Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime ... incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and...when faced with potential Operational and/or trading risk + Obtain and maintain all registrations/licenses which are… more
- S&P Global (New York, NY)
- …ensuring timely compliance across the organization and maintaining high standards of operational efficiency. + Support the annual risk assessment and align ... Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing,… more
- Bank of America (New York, NY)
- …This work closely integrates with business efforts to improve portfolio risk , profitability, performance forecasting, and operational performance for customer ... and portfolio trends to understand product performance and improve portfolio risk , profitability, performance forecasting, and operational performance + Coaches… more
- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more