- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Wells Fargo (New York, NY)
- …complex initiatives on selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk + Define opportunities to ... working with derivatives and securities products in any of the following areas: technology , finance, regulatory reporting, risk , middle office or operations + 5+… more
- Coinbase (Albany, NY)
- …passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave ... diverse sources, perform in-depth data analysis, and effectively communicate complex risk narratives to leadership and stakeholders across the organization. The ERM… more
- Wells Fargo (New York, NY)
- …approach for CVA. The opportunity will collaborate with front office trading, risk oversight, technology , and model governance functions ensuring requirements ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- PNC (New York, NY)
- …Audit Lead, you will be within PNC's Internal Audit organization, supporting the Technology Audit team. This position is primarily based in a PNC location. Preferred ... attempting to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or … more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is seeking a Lead Systems Operations Engineer to provide **Applications** **Support - Risk / Position Applications stack** . To support for Commercial and Corporate… more
- Rubrik (Albany, NY)
- …to FSI customers and internal staff in the development of fully integrated technology solutions in support of pre-sales activities in the assigned market. + Assists ... in the analysis, design and development of fully integrated technology solutions. + Demonstrates technical leadership and subject matter expertise on Rubrik's… more
- TD Bank (New York, NY)
- …practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance standpoint is ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance… more
- TD Bank (New York, NY)
- …. Establish robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in ... strategy, and end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations, and Business stakeholders to ensure technology solutions meet… more
- American Express (New York, NY)
- …program and enhance platform capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management frameworks, and as the ... operational , procedural, and documentation gaps in customer onboarding, risk rating, EDD review processes. + Design/improve/ establish clear criteria and… more