- Wells Fargo (New York, NY)
- …Ability to influence and collaborate across various teams including Product, Sales, Technology , Risk , and Compliance. + Excellent written and verbal ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- JPMorgan Chase (New York, NY)
- …architecture, controls, and operations. + Knowledge of compliance, conduct, and operational risk management frameworks and processes; ability to anticipate ... threats. Collaborating with diverse partners across the company, including Cybersecurity, Technology , Risk Management & Compliance, Legal, Human Resources, and… more
- TD Bank (New York, NY)
- …required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus + Extensive Operational knowledge as ... diverse and talented team of compliance professionals providing independent compliance risk oversight and in partnership with colleagues leading key enterprise-wide… more
- Central Hudson Gas & Electric Corporation (Poughkeepsie, NY)
- …This role plays a critical part in maintaining regulatory alignment, reducing operational risk , and maturing our control environment. The ideal candidate ... and procedures + Assists in maintaining and operationalizing the enterprise risk register, including control gap identification and remediation tracking +… more
- Citigroup (New York, NY)
- …Collaborating with other internal areas including: Legal, Business Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... for developing and implementing quantitative models and tools for **Equities** risk management, trading, and pricing with focus on areas like forecasting,… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... team in developing and implementing quantitative models and tools for equity risk management, trading, and pricing with focus on areas like forecasting,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Citigroup (New York, NY)
- …and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology solutions and is focused ... our product teams **.** A career in this innovative technology team offers the chance to experience being part...Market Risk , Internal Controls, Internal Audit and Operational Risk by solving business challenges through… more
- JPMorgan Chase (New York, NY)
- …dynamic team that values innovation and collaboration, and contribute to the firm's operational efficiency and risk mitigation strategies. As a Client Service ... cash and derivative product sets, with an interest in regulatory change, technology advances, operational excellence, and financial markets developments. +… more