- Broadridge Financial Solutions (Albany, NY)
- …tools. This role provides hands-on guidance, strategic direction, and operational support to global onboarding resources, ensuring consistency, efficiency, and ... and value-add projects, leveraging AI to accelerate timelines, reduce risk , and improve resource allocation. Manages multiple initiatives simultaneously across… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... over 2,300 dedicated people enabling access to exchanges and technology -powered services. For more information visit www.marex.com (http://www.marex.com/) Purpose of… more
- Coinbase (Albany, NY)
- … mitigation, control, and client experience. You'll own initiatives to reduce risk , enhance efficiency and fortify operational workflows. By managing projects ... passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave… more
- Bank of America (New York, NY)
- …driving responsible growth, optimizing the client experience, innovating with an operational excellence mindset, and delivering exceptional risk management. The ... Annuitiesprovide an opportunity to create sustainable retirement income and protect against downside risk . The Head of Annuity Product is responsible for… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... reporting across regional committees and boards (eg, employee trading metrics, operational issues, and related reporting). Provide the leadership team with relevant… more
- US Bank (New York, NY)
- …audit activities by integrating other internal audit subject matter teams (Information Technology , Enterprise Risk Management, Model, Treasury, etc.) to ensure ... teams when resources are needed for areas of higher risk . Performing other duties as requested by management. Basic...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- Citigroup (New York, NY)
- …procedures and work processes across multiple departments. + Develop partnerships with Technology , Compliance Risk , Finance, HR and key internal stakeholders + ... focused on driving consistency, efficiency and ensuring the teams have effective risk management and regulatory processes in place. This role requires a strategic… more
- PNC (New York, NY)
- …for new and/or existing clients. Actively identifies and mitigates different types of risk , such as regulatory, reputational, operational and credit risks. + ... improvement, will support you and your team's success. In addition, utilizing technology platforms to prospect, network and communicate will differentiate you from… more
- Santander US (Brooklyn, NY)
- …transactions. You provide exceptional customer service, resolve concerns, minimize risk , defend against fraud, refer product solutions, and escalate complex ... + Adhere to all bank policies and procedures, including compliance and risk management protocols to prevent fraudulent situations. + Recognize opportunities and… more
- Mizuho Corporate Bank (New York, NY)
- …the financial services industry, including audit, financial, IT infrastructure and cybersecurity, risk management, or technology functions. Possesses at least 3 ... development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation… more