- Bank of America (Los Angeles, CA)
- …Financial Advisors and clients to the broader enterprise + Managing the daily operations ensuring compliance to industry regulations, and policies and procedures ... competition. Responds to and resolves complaints, working with Litigation or Compliance personnel, regarding operations /services received from clients or… more
- Walmart (Chino, CA)
- …in integrating environmental considerations into process design Interprets and evaluates compliance status reports and relevant risk management practices Assists ... environmental risks Implements environmental policies and practices and ensures compliance with environmental legislation Operational Excellence Possesses knowledge of… more
- City National Bank (Los Angeles, CA)
- …for CNB's Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance , Risk )Thrives in a dynamic team-based ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...* Plans, executes and leads complex projects using a risk based, cost effective and efficient process but is… more
- Warner Bros. Discovery (Burbank, CA)
- …transaction data to support compliance and informed decision-making. Process & Operations : Sr Manager will provide strategic oversight and high-level support ... long-term fit with WBD's production technology roadmap and impact to production operations . + Ensures compliance with WBD's sourcing and procurement policies,… more
- City National Bank (Los Angeles, CA)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Deloitte (Los Angeles, CA)
- …help clients transform their legacy programs; working across a variety of different security operations center, risk and compliance programs that extend well ... + ServiceNow Certified Technical Architect (CTA) + Experience with ServiceNow Security Operations or Governance, Risk , and Compliance modules +… more
- BMO Financial Group (Newport Beach, CA)
- …+ Loan Structuring + Regulatory Compliance + Portfolio Management + Credit Risk Assessment + Banking Operations + Microsoft Office Advanced level of ... collateral. + Supports credit-granting decisions by making recommendations to manager . + Supports portfolio monitoring and compliance ,...of loans that align with client requirements and ensure compliance with the banks risk appetite and… more
- Wells Fargo (Concord, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- City National Bank (Los Angeles, CA)
- …for CNB's Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance , Risk ). Additionally, the position is ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...5 years of audit or related experience in banking operations , compliance , and/or risk management… more
- SAP (Palo Alto, CA)
- …Awareness & Enablement** (SA&E) team, you'll contribute to improving SAP's security compliance by addressing human risk through awareness, enablement, and ... goals while building valuable skills and experience in security awareness, audit, compliance , and risk management. **Key Responsibilities** Compliance … more