- Wells Fargo (San Francisco, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- City National Bank (Los Angeles, CA)
- …for the ongoing oversight and management of its portfolio (including timely risk rating assessments, reporting covenants, covenant compliance , and the ... - SPECIALTY BANKING* WHAT IS THE OPPORTUNITY? The Portfolio Manager is part of the credit management team focused...credit quality and origination in alignment with Bank's credit risk appetite, and compliance with institutional and… more
- BlackRock (San Francisco, CA)
- …Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... investment cycle, including pre-trade decisioning, order management, trading, investment operations , risk management/ compliance /oversight, closed-book accounting,… more
- City National Bank (Los Angeles, CA)
- …internal audit operations relating to IT service management and IT risk management. CNB's IT and business managed platform technology teams, inclusive of CNB's ... the areas of Information Technology for existing and emerging technologies, and related risk management framework, compliance and audit techniques. * Raise the… more
- City National Bank (Los Angeles, CA)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance ... regulatory-facing role * Minimum 5 years of experience in banking operations , compliance and/or risk management activities *Additional Qualifications* *… more
- Deloitte (San Jose, CA)
- …of concept and production deployments of Microsoft Purview solutions, including Communication Compliance and Compliance Manager . + Assisting clients with: ... tools. + Microsoft best practices for data governance and compliance to improve security posture and reduce risk...perform regular compliance checks using Microsoft Purview Compliance Manager . + mergers and acquisitions by… more
- BMO Financial Group (Newport Beach, CA)
- …+ Data analysis tools + Regulatory Compliance + Portfolio Management + Credit Risk Assessment + Banking Operations + Microsoft Office The annual base salary ... portfolio. + Supports credit-granting decisions by making recommendations to manager + Supports the negotiation of loan terms and...of loans that align with client requirements and ensure compliance with the banks risk appetite and… more
- PennyMac (Moorpark, CA)
- …effectively to relevant parties + Collaborate closely with internal teams (eg, operations , client services, compliance ) to ensure alignment on performance ... effectively to relevant parties + Collaborate closely with internal teams (eg, operations , client services, compliance ) to ensure alignment on performance… more
- UMB Bank (Sacramento, CA)
- …quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely ... with the Compliance and Oversight Program Manager and reports...risk within each retail branch. + Assisting in operations related projects, as needed. + Cultivate working partnerships… more
- BMO Financial Group (San Ramon, CA)
- …solutions. Manages product risks in compliance with legal, regulatory, and risk compliance , and reporting. Collaborates with internal partners across the ... insights (eg, portfolio profitability tracking, customer analytics, revenue forecasts, operations metrics, trend analytics, and predictive modelling). + Leads,… more