- TD Bank (Fort Lauderdale, FL)
- …role which is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and ... a mission to build a more resilient and scalable compliance risk management function. As part of...operations and in the design of a future-focused compliance program. This not just about implementing a new… more
- American Express (Sunrise, FL)
- …with business functions to manage compliance risk and embed risk -aware practices across operations . As part of a centralized 1LOD Compliance ... role?** American Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line...testing activities in collaboration with operations and risk partners. - Develop and maintain first-line compliance… more
- LCEC (North Fort Myers, FL)
- …License (or ability to obtain within 30 days of employment). (Required) + Certified Risk Manager (CRM), Certified Compliance & Ethics Professional (CCEP), ... JOB TITLE: Manager , Risk & Compliance ...LCEC employees at all levels and departments. Ensure smooth operations , productive communications, and effective understanding during all interpersonal… more
- NextEra Energy (North Palm Beach, FL)
- …including underwriting, claims processing, operations , finance, actuarial, and regulatory compliance + Conduct risk assessments and scenario analyses to ... **Operational Risk Manager - Palms** **Date:** Aug...risk reviews and assessments of departments to ensure compliance with internal policies, insurance regulations, and industry standards… more
- Deloitte (Miami, FL)
- Senior Manager - FSI Risk , Regulatory & Forensic Our...(eg credit risk , liquidity risk , operational risk , compliance risk , market risk ... deliverables and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of capital and liquidity risk +… more
- Carrier (Palm Beach Gardens, FL)
- …and implementation of supply chain risk management initiatives, the senior manager not only addresses regulatory compliance due diligence and reporting ... At Carrier, we are looking for an experienced Senior Manager for Supply Chain Risk Management to...and educational programs to increase awareness and indicators of risk for forced labor in our supplier operations… more
- Deloitte (Tampa, FL)
- …of the following topics: trading, operations , lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case management, or data ... Financial Services Senior Manager - Regulatory & Financial Risk ...groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance … more
- TD Bank (Fort Lauderdale, FL)
- …Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of ... and assists staff with complex questions and issues as necessary. The Group Manager , Financial Crime Risk Investigations manages/leads a team of specialized… more
- Citigroup (Tampa, FL)
- …teams and business/control function areas at all levels of management including Compliance , Legal, Risk , Operations , Business Controls, Supervision, and ... The Business Risk Manager , based in New York,...The Business Risk Manager , based in New York, will join the...times leading, key projects critical to the operation and compliance / risk management of the business + Extensive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Position Summary** Under limited supervision, the Development Risk Manager ("DRM") works within RJAHI's Asset Management group. The DRM will be a member of a ... investment and asset management activities. For investments representing moderate risk and complexity, performs underwriting functions for to-be-built or existing… more