- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development ... a mission to build a more resilient and scalable compliance risk management function. As part of...operations and in the design of a future-focused compliance program. This not just about implementing a new… more
- Mizuho Corporate Bank (New York, NY)
- …expectations. Collaboration and engagement: + Collaborate with key stakeholders across IT, Risk , Operations , Legal, Compliance , and other functions, serving ... DORA Program Manager and Integrated Testing - Operational Resilience Americas...testing. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk … more
- Tompkins Community Bank (Ithaca, NY)
- …financial strategy. Reporting to the CFO, this position oversees treasury operations , financial risk management, investments, and financial planning and ... Overview The Treasurer and Finance Manager plays a key leadership role in shaping...compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk … more
- American Express (New York, NY)
- …backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and banking operations . Our ... assurance reviews related to Internal Audit + Experience in auditing: Enterprise Risk Management, AML, Regulatory Compliance , Finance, Capital Planning, and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... and collaborating with key partners such as Technology, Legal, Operations , Risk , Sales and Marketing. + Product...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- TD Bank (New York, NY)
- …all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... can provide you more specific details for this role. **Job Description:** The Manager , Transaction Banking & Payments, Finance will report into the Senior Manager… more
- Bank of America (New York, NY)
- …responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include ... Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. **Responsibilities:** +… more
- HNTB (New York, NY)
- …supports project team members in all aspects of contract interpretation and compliance , risk management, and change management protocols. Coordinates and ... Division Business and Project Controls group, and the Enterprise Operations Contracting & Claims (EOCC) and Risk ...client, and between HNTB and its subconsultants for contract compliance , liability considerations, transfer of risk , and… more
- Citigroup (New York, NY)
- …FX). Understanding of MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles will be very ... rules and regulations. + Collaborate with other internal areas including Legal, Compliance , Operations , Technology and Business Management to assist with the… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Product Manager - US Business Deposit Products (GTM), Global...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more