- M&T Bank (Rochester, NY)
- …on Insurance licensing designations) to support sales activities. + Supervise all branch operations in absence of Branch Manager . Assist branch management with ... in administering and directing employee coaching, sales/business development, marketing, and operations of the branch. Serves as a foundation of building customer… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Manager , Regulatory Relations Group **Requisition ID:** 222217 **Salary...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- American Express (New York, NY)
- …+ 4 years in a financial risk management function (eg, audit, compliance , operations , credit). + Understanding of operational risk management frameworks ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...you make an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be… more
- American Express (New York, NY)
- …with business units, technology teams, Business Unit data offices, data stewards, and compliance stakeholders to understand data flows, identify risk points, and ... Our aim is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across all sectors, we… more
- The Research Foundation for SUNY (Albany, NY)
- …levels of the RF and SUNY constituents and report to the Ethics & Compliance Manager . KEY RESPONSIBILITIES: + Provide daily support of initiatives supporting the ... RF and SUNY system in the areas of ethics, risk management, internal controls, and a wide array of...and operating plans as assigned by the Ethics & Compliance Manager . Job Requirements: EDUCATION & EXPERIENCE… more
- TD Bank (New York, NY)
- …front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by working closely ... units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:**… more
- Amazon (New York, NY)
- …safe, have fun, and make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges, to include Fire ... include Global Operations . The role is critical to ensuring full compliance with applicable regulations and internal safety standards. The ideal candidate will… more
- LEGOLAND (Goshen, NY)
- …endless! **About the Role** Under the direction and supervision of the Training and Compliance Manager , the Training and Compliance Coordinator assists the ... respect of ride hardware. + Ensure that all maintenance-related risk assessments are completed and reviewed in line with...ensure reporting of any new risks to the appropriate manager . + Compliance of safe working procedures… more
- TD Bank (New York, NY)
- …all matters of confidentiality; escalate issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... Sales & Customer Distribution Support **Job Description:** The Commercial Card Account Manager - Business Program Specialist primary responsibility is to manage and… more
- Bank of America (New York, NY)
- …& Sales teams. * Propensity to develop strong grasp of critical principles of risk management, including compliance & operational risk . Results Orientation * ... Global Transactional FX Sr Product Manager San Francisco, California;New York, New York; Charlotte,...the candidate will be responsible for managing across the risk and business control deliverables for the Global Transactional… more