- TD Bank (New York, NY)
- …in day-to-day activities, operations , products, and services, and is operating within risk appetite. As part of the key accountabilities of the role, the Senior ... interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance ...operations , products, and services, and is operating within risk appetite. Director Governance & Control reviews and assesses… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Manulife (New York, NY)
- …Markets organization. In this role of Director, you will work closely with Compliance , Operations , Finance and Investor Relations to help ensure complete AML/KYC ... + Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance , Legal and Risk ) on required AML/TF compliance program… more
- Manulife (New York, NY)
- …Markets organization. In this role of Director, you will work closely with Compliance , Operations , Finance and Investor Relations to help ensure complete AML/KYC ... + Partner with internal stakeholders (Investor Relations & Client Service Teams, Finance, Compliance , Legal and Risk ) on required AML/TF compliance program… more
- TD Bank (New York, NY)
- …change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree ... as EFTR Fintrac, sanction screening, fraud detection, anti-money laundering (AML), compliance reporting, an asset. + Understanding of deposit sub-ledger capabilities… more
- Synchrony (New York, NY)
- …the financial services sector. + Partner closely with senior leadership across IT, Risk Management, Compliance , and Business Units to embed security architecture ... insights and strategic recommendations concerning security architecture, technology trends, risk posture, and compliance . + Manage relationships with… more
- TD Bank (New York, NY)
- …all matters of confidentiality; escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external ... all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- BlackRock (New York, NY)
- …Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... investment cycle, including pre-trade decisioning, order management, trading, investment operations , risk management/ compliance /oversight, closed-book accounting,… more
- CenterWell (Albany, NY)
- …operational efficiency. Coordinate quality improvement activities to address high risk , high-utilizers/high-cost patient management through the utilization of the ... for the strategic direction, execution and ongoing management of our High Risk Patient Management (HRPM) program, Transitions of Care Management (TCM) program, and… more
- Citigroup (New York, NY)
- …Credit Risk , Retail Credit Risk , Markets Risk , Independent Risk , Compliance , Finance, Operations & Technology and the Enterprise Data Office. ... Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data Governance Transformation Team, you will be part of a… more