- MUFG (New York, NY)
- …officer will be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations . The associate will be responsible for key ... testing, risk metric reporting, documenting loss events, and assisting operations business lines with internal audits and/or RCSA's. **RESPONSIBILITIES** + Issue… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: ... guide and challenge the business' implementation of and ongoing compliance with, the TD Bank Operational Risk ... Management Framework and the TD Group US Operational Risk Management Framework in TD Securities wholesale operations… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a… more
- TD Bank (New York, NY)
- …and are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... + Non-Model/EUC risk management/governance experience + Knowledge of Non-Model/EUC governance, risk , and compliance + Knowledge of Non-Model/EUC risk … more
- TD Bank (New York, NY)
- …and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees ... a mission to build a more resilient and scalable compliance risk management function. As part of...operations and in the design of a future-focused compliance program. This not just about implementing a new… more
- KeyBank (Amherst, NY)
- …(eg - trust, private banking, securities/investment management) as well trust/fiduciary related compliance , operations , and risk management strategies with ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of… more
- TD Bank (New York, NY)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, Anti-Bribery,… more
- Santander US (New York, NY)
- …service levels are met. + Conduct regular vendor reviews, including performance scorecards, risk assessments, and compliance checks. + Partner with Legal and ... Make:** We are seeking a strategic and detail-oriented project manager to oversee third party vendor partnerships and lead...performance indicators (KPIs) and generate reports for senior leadership. ** Compliance & Risk Oversight** + Ensure … more
- American Express (New York, NY)
- …as Privacy and Conduct Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing and ... will help us define the future of American Express. ** Manager , US Consumer Compliance ** This position will...innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk … more
- TD Bank (New York, NY)
- …all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a… more