- TD Bank (New York, NY)
- …implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation of and compliance with ... activities. + Coordinate with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of… more
- Mizuho Corporate Bank (New York, NY)
- …Microsoft App-V. Manage images and updates to thin client hardware using HP Device Manager Serve as the final escalation point for End User Support/Service Desk and ... IT Operations teams for application packaging and OS-related issues. Candidate...AdminStudio, VMWare AppVolumes, Microsoft App-V) VMWare vCenter/Horizon HP Device Manager (thin client administration) Powershell, Python or other desktop… more
- TD Bank (New York, NY)
- …Business. BRI's portfolio of work covers General Securities Regulations, G20 OTC Derivatives Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border ... working closely with Desk Heads, Business Management, Supervision, Transaction Management, Operations , Middle Office, Governance and Control, and 2nd line corporate… more
- JPMorgan Chase (New York, NY)
- …+ Partner with stakeholders to act as a liaison between sales, governance, operations , legal, risk, and compliance teams and internal technology and vendors for ... classes & instrument types including equities, bonds, loans, structured products, and derivatives . + General knowledge of the 1940 Act and European fund regulation… more
- Citigroup (Getzville, NY)
- … Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:** Getzville New York ... Warehouse Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of… more
- Bank of America (New York, NY)
- …sales, product, credit, legal, AML, compliance, client service and other operations teams to manage the end-to-end onboarding experience, drive operational ... / KYC and Regulatory requirements impacting client onboarding for derivatives and securities (eg Dodd-Frank, MiFID II, EMIR etc.)....offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (New York, NY)
- …while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from ... groups, including Leveraged Finance, Debt Capital Markets, Equity Capital Markets, Derivatives , Cash Management and Foreign Exchange to ensure that cross sell… more
- PNC (New York, NY)
- …of capital markets products. Acts as primary liaison between front office and operations team for the sales/trading desk. + Performs administrative and support tasks ... Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120...licenses) may be required at the discretion of the manager . **Pay Transparency** Base Salary: $58,500.00 - $130,000.00 Salaries… more
- Pacific Northwest National Laboratory (Albany, NY)
- …process management based on experience related to conduct of research and operations is strongly desired. + Excellent communication skills, facilitation skills, and ... management systems and procedures. + Experience serving as a Product Manager in an agile/scrum software development and improvement environment. **Hazardous Working… more
- TD Bank (New York, NY)
- …financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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