- Bank of America (New York, NY)
- …They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing. The ... products and or quoting structures for FX and Equity Derivatives products + Identifying underlying risks, potential operational issues...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (New York, NY)
- …implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation of and compliance with ... Markets activity, to include equities, fixed income, foreign exchange, commodities, and derivatives . + Ability to identify and evaluate potential risks to the Firm… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... Liaise with internal groups such as Legal, Compliance, Sanctions, Regulatory, Tax and Operations to coordinate the efforts of all teams and ensure that accounts are… more
- TD Bank (New York, NY)
- …for trading products such as cash prime brokerage and equity derivatives , (ie Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, ... coordinate with internal stakeholders, such as Credit, Business, Tax, Legal, Operations and Collateral Management, during the documentation process. + Provide timely… more
- TD Bank (New York, NY)
- …financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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