- TD Bank (New York, NY)
- …US CCO and the Compliance Executive Team ** **The Monitoring Program Governance team of US Compliance Operations and Governance coordinates with the Bank's ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- TD Bank (New York, NY)
- …marketing materials for a broker-dealer/bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Detail ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...regulatory and risk management requirements + Interacts with control functions within the organization + Develops analysis and… more
- TD Bank (New York, NY)
- …internally for management of business , risk and control purposes. The team is responsible for the regulatory policy development and the related reporting ... to the Director who runs the US Broker Dealer Regulatory Team . The successful candidate will be...with stakeholders for the various components of the calculations ( Operations , Legal Entity Control , Treasury. The candidate… more
- Mizuho Corporate Bank (New York, NY)
- …basis is critical to Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team has built a repeatable ... strongly preferred. + In-depth knowledge of risk management processes, resilience control environments, and relevant regulatory frameworks. + Relevant… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Creates an environment in which his/her team pursues effective and efficient operations of his/her respective areas in ... relevant knowledge, skills, and experience._ Join a purpose driven winning team , committed to results, in an inclusive and high-performing culture. **Global… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- Citigroup (New York, NY)
- …**Education:** + Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory organization, ... compliance risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product… more
- Citigroup (New York, NY)
- …**Education:** + Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory organization, ... compliance risk behaviors, providing day-to-day Compliance advice relating to operations , financial requirements, and guidance on the supported function/business/product… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- MUFG (New York, NY)
- …per week and work remotely one day. A member of our recruitment team will provide more details. Primary responsibilities include the following requiring close ... partnership with MUFG Businesses and Functions, including Data Officers, Technology and Operations . + Define the enterprise data governance, management and quality … more