• Principal Regulatory Relations Specialist

    Wells Fargo (New York, NY)
    … Relations (RR) Principal Regulatory Relations Specialist in the Corporate Risk Regulatory Relations Team . The Corporate Risk RR team is responsible ... regular interaction with regulators, key business partners; including senior leaders, operations , control , risk and functional leaders, members of governance… more
    Wells Fargo (05/03/25)
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  • Senior Manager, CTA Regulatory Strategy…

    Otsuka America Pharmaceutical Inc. (Albany, NY)
    …the Global Regulatory Lead (GRL). + As an integral member of Otsuka's Regulatory Operations team , provides support for regulatory strategy ... budgets + Work collaboratively with members of the global regulatory team (GRL, Clinical Transparency, Medical Writing,...regulatory obligations + Acts as primary liaison between Regulatory Operations and Clinical Management as well… more
    Otsuka America Pharmaceutical Inc. (04/17/25)
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  • Director (C15) Global Regulatory

    Citigroup (New York, NY)
    … and Capital Reporting. The individual will enable remediation of critical gaps in regulatory reporting and bolster the team 's ability to meet regulatory ... Businesses, Risk, Treasury, as well as Enterprise Technology, & Operations . **Responsibilities:** + Provide oversight to a team...team to maintain and enhance an effective internal control 's structure. Direct the team to drive… more
    Citigroup (03/04/25)
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  • Lead Regulatory Relations Specialist

    Wells Fargo (New York, NY)
    … Relations (RR) Lead Regulatory Relations Specialist in the Corporate Risk Regulatory Relations Team . The Corporate Risk RR team is responsible ... regular interaction with regulators, key business partners; including senior leaders, operations , control , risk and functional leaders, members of governance… more
    Wells Fargo (05/03/25)
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  • Director - Regulatory Reporting Governance

    Mizuho Corporate Bank (New York, NY)
    About the Team : Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... trainings and guidance as need to support a robust control environment. + Stay abreast of new regulatory... control environment. + Stay abreast of new regulatory requirements, industry developments and other internal and external… more
    Mizuho Corporate Bank (04/11/25)
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  • Regulatory Counsel

    AIG (New York, NY)
    …expand your legal expertise by being responsible for various aspects within AIG's regulatory team . This position is primarily dedicated to providing insurance ... regulatory support for operations of AIG's Property...Capable of working independently and/or as part of a team . + Knowledgeable about regulatory and risk… more
    AIG (04/24/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall ... committees. The individual will work as a partner with the compliance team and management in communicating the company's culture of compliance. The individual… more
    SMBC (04/16/25)
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  • Regulatory Analytics Senior Analyst - SVP…

    Citigroup (Getzville, NY)
    The Regulatory Analytics Senior Analyst is a SVP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the SVP will be ... supporting regulatory reporting, data model design and development of a...conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications: + 8+ years of… more
    Citigroup (04/12/25)
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  • Director of Regulatory Compliance

    Sedgwick (Albany, NY)
    …Place to Work(R) Most Loved Workplace(R) Forbes Best-in-State Employer Director of Regulatory Compliance **PRIMARY PURPOSE** **:** To direct delivery of current and ... and local statutes and regulations to identify modifications which impact operations processes. + Protects assets by establishing and monitoring compliance… more
    Sedgwick (05/02/25)
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  • Senior Manager, Control Management…

    American Express (New York, NY)
    …for Senior Managers to support this team . They will focus on ensuring control management is embedded in the day-to-day operations of our organization. **The ... payments solutions for small, medium, and large businesses. The Control Management (CM) team strives to ensure...within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience… more
    American Express (04/12/25)
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