- Wells Fargo (Charlotte, NC)
- …Fargo is seeking an Audit Manager Executive Director on the Financial Crimes Audit Team . The Financial Crimes Audit Team provides horizontal audit coverage of ... risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo lines… more
- Truist (Charlotte, NC)
- …will serve as a key partner to the Risk Management and Enterprise Control and Change office as needed on Business Office related activities. Responsible for ... and supplier management, business transformation, workforce management and/or business operations . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary… more
- Truist (Charlotte, NC)
- …risk advisors to appropriately design, document, sequence, and manage remediation of control gaps or weaknesses. This teammate is responsible for executing issues ... + Ensure alignment to enterprise issue management standards, internal policies, and regulatory guidelines. + Update Archer data for individual issues to ensure… more
- TD Bank (Charlotte, NC)
- …corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- TD Bank (Charlotte, NC)
- …procedures, and control frameworks + Manages the interpretation of new regulatory guidance, operationalize it for responsible areas within the Bank and ensure ... procedures, and control frameworks + Manages the interpretation of new regulatory guidance, operationalize it for responsible areas within the Bank and ensure… more
- USAA (Charlotte, NC)
- …oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory compliance and ... The Insurance Audit Executive for Product, Distribution & Servicing, and European operations directs and oversees assurance and advisory services across our P&C and… more
- Gilead Sciences, Inc. (Raleigh, NC)
- …Process Optimization:** + Collaborate with cross-functional teams, including manufacturing, quality control , and regulatory affairs, to design SAP BRH solutions ... drive to make a difference. Every member of Gilead's team plays a critical role in the discovery and...**Stakeholder Engagement:** + Work with stakeholders across IT, business operations , quality assurance, and regulatory teams to… more
- Wells Fargo (Charlotte, NC)
- … environment + Summarize key operational risk and control data elements for the CIB Operations team + Serve as a consultant for the Operations team ... candidate will be responsible for executing a well-defined cross-functional risk and control governance program supporting various CIB Operations functions. The… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risks, controls, and outcomes.** **As part of the Global Regulatory Change Governance (GRCG), the team provides day-to-day support for ... mitigating regulatory compliance risk and maintaining knowledge of applicable regulatory requirements. The GRCG team documents and executes activities for… more
- TD Bank (Charlotte, NC)
- …corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... **Job Description:** **Department Overview:** The Finance and Treasury Data Governance team oversees business alignment and adherence to Data Risk Management (DRM)… more