- PNC (Raleigh, NC)
- …Audit organization, supporting the Audit Support & Administration Quality Assurance Audit team . This position is primarily based in a PNC location. Preferred ... developing findings and recommendations regarding business process optimization, internal control , and compliance audit methodology, policies and procedures, and… more
- TD Bank (Charlotte, NC)
- …Office (CRCO) supports TD business lines in identifying, assessing, and implementing regulatory change. The Governance and Reporting Team supports the other ... scalable compliance risk management function. As part of our team , you'll play an important role in reshaping compliance...Regulatory Compliance) + Monitor US adherence to Global Regulatory Change Standards. + Conduct quality control … more
- TD Bank (Charlotte, NC)
- …develops a team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to ... applications including Word, Excel, and PowerPoint. **Customer Accountabilities:** + Manages a team of FCRM professionals providing oversight and control related… more
- Truist (Charlotte, NC)
- …all such reporting appropriately reflects Truist's financial position and results of operations in compliance with GAAP and regulatory requirements. Prepare the ... and to help drive business decisions and strategy while ensuring compliance with regulatory guidelines and US GAAP - Oversee and coordinate the month-end close… more
- TD Bank (Charlotte, NC)
- …financial, regulatory and risk management requirements + Interacts with control functions within the organization + Develops analysis and insights, prepares and ... scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- TD Bank (Charlotte, NC)
- …Regulatory Compliance Manager (CRCM)** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Detail ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Charlotte, NC)
- …more resilient and scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance structures and processes, ... driving innovation at every level. Here, each team member has a chance to make a tangible...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- Merck (Durham, NC)
- …matter expert (SME), provide necessary training for system maintenance. + Work alongside operations and lean six sigma team members to develop reliable, ... Utilities Engineer is a member of the Plant Engineering team providing technical support to the Durham Site. The...to prevent re-occurrence and help assess the impact on operations . The incumbent will also be responsible for leading… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Financial Controls Manager to join our Enterprise COSO testing team . The Enterprise COSO testing team within Enterprise Controls and Oversight ... in Finance responsible for testing business process controls covering financial, regulatory , and non-financial reporting risks. This role will have enterprise-wide… more
- City National Bank (Raleigh, NC)
- …execution, strategic initiatives, and resource management in relation to internal audit operations relating to IT service management and IT risk management. CNB's IT ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...the annual plan. * Make recommendations to clients on control deficiencies and follows up to ensure significant deficiencies… more