- TD Bank (Charlotte, NC)
- …such as issues management as required. The Senior Financial Crime Risk Analyst role contributes to the development and maintenance of TD's AML/ATF/Sanctions/ABAC ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- TD Bank (Charlotte, NC)
- …related regulatory requirements + Develops testing documentation and results reporting in-line with testing requirements + Understands the use of controls for ... + Adheres to internal policies, standards and procedures, methodologies, and applicable regulatory requirements + Understands the operations of the business unit… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, reporting ... and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make...operate + Impacts a high level of complexity in operational/ reporting /process and/or analysis function requiring medium to longer term… more
- Lowe's (Mooresville, NC)
- …related field or equivalent experience. *5 years of relevant experience in retail compliance, regulatory affairs, or legal operations . * 5 years of experience in ... **Your Impact** The Services Compliance Sr. Analyst plays a vital role within the Services...a vital role within the Services Compliance team, supporting regulatory and operational compliance across retail service programs. This… more
- TE Connectivity (Greensboro, NC)
- …the Automotive Business Unit Analyst plays a critical role in supporting trade operations and compliance within the Business Unit (BU). The BU Analyst serves ... GLOBAL TRADE SERVICES ANALYST III (Remote) **At TE, you will unleash...reporting to ensure efficiency and effectiveness of the operations **Partner with Trade Compliance Professionals and Stakeholders across… more
- Highmark Health (Raleigh, NC)
- …areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and utilization management ... matter expert, providing insights and guidance to internal departments. The Analyst conducts audits of Medical Directors, Utilization Management (UM) and Case… more
- Regions Bank (Charlotte, NC)
- …works within a given line of business to help ensure the line of business operations are conducted in compliance with regulatory and legal requirements and per ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...the organization's policy. The analyst works as part of the first line of… more
- Evolent (Raleigh, NC)
- …partners. + ** Reporting & Compliance** : Support ad hoc and regulatory reporting needs efficiently, ensuring compliance with applicable guidelines. + ... and external stakeholders. + Experience with value-based care, utilization management, or regulatory reporting (eg, HEDIS, NCQA, Milliman). **To comply with… more
- City National Bank (Charlotte, NC)
- *IT RISK MANAGEMENT SENIOR ANALYST * WHAT IS THE OPPORTUNITY? "The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and ... of IT Control assessment by the ITRM Security Senior Analyst includes fit for purpose review and challenges and...to ensure testing practices meet internal standards. * Support regulatory requirements and deliverables as needed * Define analysis… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... the Central Office of Supervisory Jurisdiction (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment… more