- TD Bank (New City, NY)
- …with multiple stakeholders + Impacts a range of functional programs and operations across own and related teams + Interprets guidelines, standards, policies and ... matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg… more
- M&T Bank (Buffalo, NY)
- …and understand cost structure, as well as understand and manage product risk . Ensure product complies with legal or regulatory requirements. Responsible for all ... relating to the product portfolio. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- M&T Bank (Buffalo, NY)
- …and understand cost structure, as well as understand and manage product risk . Ensure product complies with legal or regulatory requirements. Responsible for all ... relating to the product portfolio. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- BlackRock (New York, NY)
- …BlackRock is one of the world's leading providers of investment, advisory, and risk management solutions, including Aladdin, our investment and risk management ... the investment management process across public and private markets. It integrates risk , investment, and client management processes through a common data language,… more
- Zurich NA (New York, NY)
- …of Zurich Group Compliance frameworks across our US and Canadian operations , ensuring alignment with global standards and local regulatory expectations. This ... a strategic leadership role where you'll shape the compliance culture, manage risk proactively, and support sustainable business growth in the travel insurance and… more
- Veterans Affairs, Veterans Health Administration (Montrose, NY)
- …duties: The SPC functions as a coordinator of care for veterans at high risk . Tracks high- risk patients and monitorstreatment to ensure that needed services are ... non-clinical staff in the Medical Center, CBOC's and community about risk factors,warning signs, treatment options and resources. -Establishes an on-going Gatekeeper… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member ... of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training...in US securities laws and regulations and broker dealer operations , products and services. + Ability to communicate this… more
- Bank of America (Southampton, NY)
- …* Risk Management * Sales Performance Management * Business Operations Management * Recruiting * Result Orientation * Referral Management * Leadership ... owner and fostering a team environment, instilling an effective client-centric and risk culture in the center, and helping clients achieve the financial goals.… more
- New York State Civil Service (Albany, NY)
- …Secrecy Act/Anti-Money Laundering, systems and technology, loss mitigation etc.);* Prepares the risk assessment, risk matrix, staff utilization schedule, and the ... examination scope and procedures based upon the institution's risk profile, information in the previous examination report, workpapers, correspondence, internal… more
- M&T Bank (Buffalo, NY)
- …responsible for product pricing cost structure, as well as product risk .Responsible for all product financials including revenue planning and product profitability. ... and company products and services. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more