- SMBC (Charlotte, NC)
- …new governance requirements, including discovery of EUC tools operating in the environment, risk & control assessments of identified EUC tools, facilitation of ... in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory, Risk , Executive Management, Board; Front-Office Operations , Compliance, Capital /… more
- Carrington (Raleigh, NC)
- …our amazing team and work remote from home!** Client Relationship Analyst is responsible for capturing and documenting client/investor servicing requirements, ... organizational changes affecting the delivery of services. + Coordinate the quality control process between investors and internal business units to ensure alignment… more
- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the CX Compliance ... work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production...3 years of relevant experience in quality review and control framework. * Conduct investigative review and analysis in… more
- Lincoln Financial (Raleigh, NC)
- …**What you'll be doing** + Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks and ... operations and distribution systems. + Partner with IT Infrastructure, security, risk management and other control groups within the company to establish… more
- GovCIO (Raleigh, NC)
- **Overview** GovCIO is currently hiring for Critical Response Systems Analyst to support our client's contract needs. The candidate will be responsible for ... milestones and keep management appraised of progress and any risk to project completion. Works in a team environment...proactive incident detection and response. Ensure the measurement and control of IT services is based on a continual… more
- Coinbase (Charlotte, NC)
- …experience within one of the following areas: Information Security, IT governance, risk management or application security. *What you'll be doing (ie. job duties): ... findings. * Develop audit reports on the effectiveness of the internal control structure for an executive level audience, ensuring reported findings are… more
- USAA (Charlotte, NC)
- …adoption of analytic approaches. Owns, leads, and executes high-quality analytic control tests and data analytics for the Audit function. Systematically evaluates ... Bachelor's degree in quantitative analytics, Economics, Finance, Statistics, Mathematics, Operations Research, Data and/or Business Analysis, Data Science, or other… more
- SMBC (Charlotte, NC)
- …analysis, and reporting of vulnerabilities across the enterprise to promote timely risk mitigation and attack surface reduction. Due to the rapidly growing ... role will require interaction with various teams to effectively communicate and address risk and promote the use of secure technologies in line with security… more
- TEKsystems (Charlotte, NC)
- …Management Standards and/or Global Records Management Standards, and data quality and control practices. Functions as a liaison between the DSME and data management ... mandates. Works with other groups as needed, including Compliance, Audit, Operational Risk , and Technology to ensure effective controls over data for respective… more
- TD Bank (Charlotte, NC)
- …and individual circumstances._ **Job Profile Summary:** The Senior Compliance Governance & Operations Analyst provides a range of research, analytical and/or ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...as well as banking products and services. Additionally, a risk management / internal control mindset to… more