- Citigroup (Tampa, FL)
- …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... and solutions. We are part of the Investment Banking Division [internally known as Institutional Client Groups / ICG]...duties may be assigned as required.** **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- Truist (Orlando, FL)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Skill in:** + ... newsletters. + Conducts complex research and reports findings to Compliance, Legal, Division Supervision, and Division Management partners. + Consults with other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk, issue and change management. + Basic principles of banking, finance and securities industry operations . + Basic principles of procurement, contract and ... include legal, errors and omissions, contract review, marketing, conference planning, operations & technology. + Provides leadership, best practices and execution… more
- Citigroup (Tampa, FL)
- …& Client Tax Operations Quality Assurance (QA) team in our Wealth division . The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) ... fast-paced, complex environment with multiple competing priorities. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- MyFlorida (Tallahassee, FL)
- …institution, insurance company or other regulated entity, or in the registration of securities or securities dealers;or A master's degree from an accredited ... the Child Nutrition and Supplemental Food programs administered by the Division of Food, Nutrition and Wellness, through financial examinations. Coordinates sponsor… more
- MyFlorida (Miami, FL)
- …Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : CONSUMER FINANCE BUREAU: ENFORCEMENT CITY: MIAMI COUNTY: ... banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supervision of a comprehensive compliance program for the Capital Markets division . This role requires significant industry expertise, regulatory acumen, and ... to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing...of managerial experience with an emphasis on finance and operations , within an investment advisory or management firm. +… more
- Truist (Orlando, FL)
- …dedicated resource for all supervisory functions related to the respective complex/ division . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... coordinated manner. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …prospective advisors, provides consultation and education regarding financial institutions division opportunities. * Proactively calls existing prospects to educate ... with other functional areas to ensure a professional recruiting process. * Assists division management with the creation of proformas for prospects. * Serve as… more