- Truist (Orlando, FL)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- MyFlorida (Orlando, FL)
- …Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: ORLANDO ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies,… more
- Citigroup (Tampa, FL)
- …& Client Tax Operations Quality Assurance (QA) team in our Wealth division . The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) ... fast-paced, complex environment with multiple competing priorities. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- MyFlorida (Tallahassee, FL)
- …Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : CONSUMER FINANCE BUREAU: REGISTRATION CITY: TALLAHASSEE ... relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supervision of a comprehensive compliance program for the Capital Markets division . This role requires significant industry expertise, regulatory acumen, and ... to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing...of managerial experience with an emphasis on finance and operations , within an investment advisory or management firm. +… more
- Truist (Orlando, FL)
- …to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational skills and the ability to multi-task are… more
- Cardinal Health (Tallahassee, FL)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Commercial Transaction provides legal advice, counsel and services… more
- MUFG (Tampa, FL)
- …Business Analyst position within the Static, Statements & Custodian under the Operations Division . **Key Responsibilities:** + **Client Support (Ad Hoc ... team will provide more details. Additional Job Description This role covers operations activities which are commonly found in financial services firms and may… more
- MUFG (Tampa, FL)
- …Business Analyst position within the Static, Statements & Custodian under the Operations Division . **Responsibilities:** - Support daily process, Dodd Frank ... member of our recruitment team will provide more details. This role covers operations activities which are commonly found in financial services firms and may support… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and procedures of general office concepts and those that govern fee based operations , finance, and/or securities industry operations . + Process flows ... Reviews, updates, maintains, and services accounts. Asset Management Services (a division of Raymond James & Associates) offers comprehensive asset management… more