- Truist (Orlando, FL)
- …to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems ... knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational skills and the ability to multi-task are… more
- Cardinal Health (Tallahassee, FL)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Commercial Transaction provides legal advice, counsel and services… more
- MUFG (Tampa, FL)
- …Business Analyst position within the Static, Statements & Custodian under the Operations Division . **Key Responsibilities:** + **Client Support (Ad Hoc ... team will provide more details. Additional Job Description This role covers operations activities which are commonly found in financial services firms and may… more
- MUFG (Tampa, FL)
- …Business Analyst position within the Static, Statements & Custodian under the Operations Division . **Responsibilities:** - Support daily process, Dodd Frank ... member of our recruitment team will provide more details. This role covers operations activities which are commonly found in financial services firms and may support… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices, and procedures of general office concepts and those that govern fee-based operations , finance, and/or securities industry operations . + Process ... and priorities with a focus on reconciliation. Asset Management Services (a division of Raymond James & Associates) offers comprehensive asset management services… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** The Data & Financial Operations Governance VP will support the Chief Data & Financial Operations ... on policy, standard, and procedures, performance, and results to division leaders and formal committees. + Support ad hoc...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processing and incentive compensation. * Principles of banking and finance and securities industry operations . * Strong knowledge of Microsoft Office ... other loans and work directly with Advisors, Branch Managers, and other Division Leaders to verify, expedite, and create appropriate documents and validate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Strong understanding of the principles of banking and finance and securities industry operations . + Advanced knowledge of financial markets and ... partners to ensure regulatory compliance within the Bank's Corporate Banking division . Influences strategic direction and develops tactical plans with substantial… more