- S&P Global (New York, NY)
- …(for internal use):** 12 The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We ... innovation and inclusivity are at the forefront of our operations . Our team values integrity, transparency, and a proactive...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- Aflac (New York, NY)
- …Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division : Global Investment Job Id: 8034 About Our Company Aflac Asset Management, LLC, (dba ... Working knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange Act of 1934 and their… more
- S&P Global (New York, NY)
- …Sustainability & Services business line of S&P Global Commodity Insights (a division of S&P Global Inc.), in supporting the Sustainable1 ("S1") and Environmental ... on licensing, legal, regulatory, and related matters, including contract operations , development of best practices and governance, and project management.… more
- S&P Global (New York, NY)
- …a key technical initiative within our organization, directly impacting both internal operations and client-facing products. You will work with global staff of ... automation tools with existing systems and infrastructure for seamless operations . + **Technology & Innovation** : + Stay up...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- S&P Global (New York, NY)
- …solutions and play a pivotal role in implementing machine learning engineering operations to ensure seamless deployment, monitoring, and management of our machine ... will be critical in engineering and developing solutions for ML operations , supporting S&P's AI-driven transformation to drive value both internally and… more
- S&P Global (New York, NY)
- …solutions, play a pivotal role in implementing our machine learning engineering operations to ensure the seamless deployment, monitoring, and management of our ... will contribute to engineering and developing solutions for ML operations and be a critical part of leading S&P's...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- S&P Global (New York, NY)
- …key technical initiative within our organization, directly impacting both internal operations and client-facing products. You will lead multiple engineering teams ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Raymond James Financial, Inc. (New York, NY)
- …supervision of a comprehensive compliance program for the Capital Markets division . This role requires significant industry expertise, regulatory acumen, and ... to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing...of managerial experience with an emphasis on finance and operations , within an investment advisory or management firm. +… more