- Citigroup (Getzville, NY)
- …reports to OFR, FINRA, and FRB of NY. This role will also take part in routine monitoring of Operations related regulatory capital charges and customer reserve ... capital charges (SEA Rule 15c3-1). Potential areas of concerns are Aged Fails, Stock Record & Depository breaks, Suspense, Repo/Reverse Repo and Stock … more
- Centene Corporation (Latham, NY)
- …a comprehensive benefits package including: competitive pay, health insurance, 401K and stock purchase plans, tuition reimbursement, paid time off plus holidays, ... skills, experience, education, and other job-related factors permitted by law, including full- time or part - time status. Total compensation may also… more
- OTC Markets Group Inc (New York, NY)
- …Inc Associate, Investor Access OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an ... and communication post-conference. + Flexible Scheduling: Comfortable working across multiple time zones to support global events. + Additional Projects: Take on… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... geography and the market for similar roles at the time of hire. The role may also be eligible...SMBC Nikko Securities America, Inc. is an SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority… more
- OTC Markets Group Inc (New York, NY)
- …Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking a ... ask applicants to please upload a writing sample as part of the application. Please note OTC Markets is...(Why You Should Choose Us): Benefits: + Generous Paid Time Off (PTO) + Health, Dental, and Vision Coverage… more
- CRC Insurance Services, Inc. (Bronx, NY)
- …no less than 10 days of vacation (prorated based on date of hire and by full- time or part - time status) during their first year of employment, along with ... you will generate new business by developing relationships with broker partners. The Account Service Division (ASD) at CRC...any non-temporary position for which you apply, based on full- time or part - time status, position,… more
- Citigroup (Getzville, NY)
- …functions for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** ... in a complex and dynamic and work well as part of a team. + Experience managing large tasks...field **Job Family Group:** Finance **Job Family:** Regulatory Reporting ** Time Type:** Full time **Primary Location:** Getzville… more
- Broadridge Financial Solutions (New York, NY)
- …quality deliverables, ensure high level of client satisfaction + Drive towards on- time and on-budget delivery of consulting engagements Lead Development of Thought ... competencies and experience, and location. Base pay is one part of the Total Package that is provided to...may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a… more
- Broadridge Financial Solutions (Edgewood, NY)
- …event processing, ensuring high-stakes financial activities are executed flawlessly and on time . In this dynamic role, youll safeguard the firm from risk, solve ... cut-offs to ensure instructions are processed accordingly + Strong understanding of stock records, relating to various retail and institutional accounts, + Process… more
- Broadridge Financial Solutions (New York, NY)
- …organizational change, and process improvement and effectiveness. Manage contracts, project time lines, and deliverables. Ensure quality for work performed. May ... competencies and experience, and location. Base pay is one part of the Total Package that is provided to...may be eligible for additional discretionary bonuses/incentives, and restricted stock units. #LI-NO1 We are dedicated to fostering a… more