- TD Bank (Charlotte, NC)
- …such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the ... bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory requirements and securities regulatory requirements… more
- Wells Fargo (Winston Salem, NC)
- …that support the Trust Services business, including areas such as: + Personal Trust Administration + Estate and Legacy Services + Philanthropic and Special ... States' leading providers of financial and investment services. Within WIM, the ** Trust Services** team offers personalized advice and fiduciary services to… more
- Wells Fargo (Charlotte, NC)
- …and families. WIM is also a leading provider of trust , investment, and fiduciary services, including personal trust services. **Banking, Lending & ... centers of excellence to support all client coverage channels. **Banking, Lending, & Trust ** is a center of excellence that brings teams and functions currently… more
- TD Bank (Charlotte, NC)
- …client-facing Distribution teams are both securities-registered and insurance-licensed. Additionally, the Trust Advisors support both personal and corporate ... the Wealth Banking, TD Wealth Management Services, Inc and Investment & Trust business lines ensuring employees are following procedures and complying with… more
- Wells Fargo (Charlotte, NC)
- …portfolio, product and individual security risk monitoring. This role supports the Fiduciary and Trust Services business, including the high-net-worth and ... military experience, education **Desired Qualifications:** + Concentrated experience working with Trust or Fiduciary investments + Proven analytical skills with… more
- UMB Bank (Raleigh, NC)
- …managers, and other service providers. + You will help identify value-added services that Personal Trust and Custody can provide. + You will ensure timely ... will manage accounts with a focus on client experience, the governing instruments, fiduciary laws, and bank policies and procedures. + You will work collaboratively… more
- TD Bank (Charlotte, NC)
- …Distribution teams are both** **securities-registered** **and insurance-licensed. Additionally, the Trust Advisors support both personal and corporate ... management** + **Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** + **Conduct periodic… more
- Truist (Charlotte, NC)
- …client service and business development efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner ... comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an… more
- City National Bank (Charlotte, NC)
- …governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust Administration, Retirement and Custody ... testing performed, and effectively communicate audit results to the Senior Audit Manager/Director and senior management in...- Certified Internal Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA -… more