- Capital One (Richmond, VA)
- …various initiatives, including oversight of third party resources. + Support interactions with Internal Audit and Regulatory agencies related to our work, as ... welcome diverse perspectives and experiences as we reshape the financial industry. Just as we prioritize driving innovation through...7 years experience in Cybersecurity, Technology, Risk Management, or Audit or a combination of the the four +… more
- Capital One (Mclean, VA)
- …within Tech, Cyber, Product, second line risk organizations, the developer community, and Internal Audit on key technology risks and actions needed + Develop ... experiences are valued as we work to redefine the financial sector. As a Technology Risk Director in Capital...data provided by team analysts + Design and implement internal risk and control governance processes + Influence leaders… more
- Capital One (Richmond, VA)
- …least 3 years experience in Technology Risk, IT Internal or External Audit , or a combination, gained within a financial institution or professional services ... Risk Offices, Compliance, Cyber Security, second-line risk organizations, and Internal Audit regarding pivotal technology risks and...internal stakeholders + At least 2 years of Financial Services industry experience + At least 7 years… more
- Capital One (Richmond, VA)
- …explore options, and develop alternatives **Basic Qualifications:** - At least 2 years of Financial Services, Audit , or Risk Management experience - At least 2 ... with leaders across the enterprise to ensure alignment with internal policies and testing methodologies. You'll need a well...years of project management experience - 3+ years of Financial Services, Controls Testing/Assessment, Audit , or Risk… more
- Capital One (Mclean, VA)
- …and influencing risk stakeholders, ie, 2nd line programs, other risk offices, compliance, internal audit , and regulators. FRM strives to enable a strong culture ... assessments to ensure the FPDS organization is adhering to internal risk policies and standards, eg Enterprise Risk Management,...materials; + Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible… more
- Capital One (Mclean, VA)
- …(PA) with a passion for mitigating privacy risk at a technologically focused financial institution. The PA will join our Privacy Compliance team and perform key ... both inside and outside Compliance + Understanding of key regulatory and audit requirements, including the three lines of defense risk management framework **Basic… more
- Capital One (Richmond, VA)
- …or Military Experience + At least 5 years of experience in Control Testing or Internal Audit + At least 5 years of experience with card/plastics operations or ... working in Compliance and/or Risk Management organizations within a major financial company specifically focused on physical card/plastics productions, with a solid… more
- Capital One (Richmond, VA)
- …Represent the team in risk and other management forums, and support interactions with Internal Audit and Regulatory agencies related to our work, as applicable. ... a diversified bank that offers a broad array of financial products and services to consumers, small business and...risk management, information technology, technology risk management, or technology audit , or a combination of these + At least… more
- Capital One (Mclean, VA)
- …functions (ex: Compliance and Operational Risk Management ) and 3rd line (ie, Audit /Credit Review) + Lead/support regulatory exams and audits + Synthesize data and ... School Diploma, GED or equivalent certification + At least 4 years of Compliance, Legal, Audit , or first or second line Risk Management experience + At least 3 years… more
- Capital One (Mclean, VA)
- …and policies + Performs reconciliation of collateral custody accounts + Support Internal /External Audit requests + Support ad hoc project-related initiatives ... experience in Capital Markets Operations, Swap Dealer Requirements, Compliance or Audit . **Responsibilities** + Manage the calculation, collection and posting of… more