- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (… more
- CBRE (New York, NY)
- …and enjoy working independently while making a direct impact on facility operations . As a **CBRE Mobile Maintenance Technician** , you'll be responsible for: ... codes, regulations, governmental agencies, and company directives related to building operations and work safety. Operate company-issued vehicles in the execution of… more
- TD Bank (NY)
- …issues as a basis for recommending large-scale product, technical, functional or operations improvements + Serves as a source of expert advice to senior ... matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (… more
- Neuberger Berman (New York, NY)
- …Associate to support the management and growth of Neuberger Berman's ETF platform . This role is essential in fostering a best-in-class trading ecosystem, building ... and ensure efficient trading structures by partnering with investment, product, trading, and operations teams. + Serve as a resource for clients, advisors, and sales… more
- TD Bank (New York, NY)
- …and State Securities Regulators) + In-depth knowledge of OCC, RIA and B/D Operations , investment products, trust + Must be able to delegate activities and ... Strong technology acumen, comfortable with IT systems that support wealth management operations + Prior engagement with regulators (eg, FINRA, SEC, OCC) +… more
- TD Bank (New York, NY)
- …inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading, and prepare ... and quantify risk as well as present sound solutions taking into account Bank operations and culture + Strong organizational and time management skills + Ability to… more
- TD Bank (New York, NY)
- …to manage their regulatory risk. **Key Responsibilities** + Manage the day to day operations of the branch inspections team which include but not limited to: + ... SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and… more
- TD Bank (New York, NY)
- …provide expert advice and counsel in system planning, performance, integration, operations and development. **Job Description** + Manages the development, delivery ... to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & Scope:** + Manages the development, delivery… more
- TD Bank (New York, NY)
- …and Canadian money market positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist in meeting the Bank's ... Scope:** + Position liaises closely with the Banks other operations in Canada, Europe and the US to assist...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …and Canadian money market positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist in meeting the Bank's ... Scope:** + Position liaises closely with the Banks other operations in Canada, Europe and the US to assist...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more