- The Estee Lauder Companies (Tallahassee, FL)
- …if invited to attend for interview Equal Opportunity Employer It is Company's policy not to discriminate against any employee or applicant for employment on the ... basis of race, color, creed, religion, national origin, ancestry, citizenship status, age, sex or gender (including pregnancy, childbirth and related medical conditions), gender identity or gender expression (including transgender status), sexual orientation,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific business platform management ... associates to inform them of any supervisory concerns that may arise with advisors or branch office managers and work together with them to address these concerns as well as to resolve any conflicts. * Monitors and keeps up to date with applicable… more
- Truist (Orlando, FL)
- …Team Lead and Business Partners to keep abreast of observations, trends and policy oversights + Primary approval of advisor Regulation Best Interest ... to ensure compliance with Regulatory requirements as well as current firm policy . + Implement and enforce internal compliance related procedures, training and… more
- Lumen (Tallahassee, FL)
- …messaging across all external-facing platforms and stakeholder engagements. + Executive Counsel & Policy Alignment + Serve as a trusted advisor to government ... Affairs Communications will lead strategic communications to support Lumen's public policy , legislative and regulatory priorities at the federal, state and local… more
- Coinbase (Tallahassee, FL)
- …Attendance is expected and fully supported. This role will serve as the primary advisor to the Product, Policy and Compliance teams at Coinbase for all ... campaign finance, and other regulatory compliance matters. This role will not engage in policy analysis. *What you'll be doing (ie. job duties):* * Advise on the… more
- Thrivent Financial (Fort Lauderdale, FL)
- The Market Director is a key area leader to help drive growth through advisor teams and future team leaders to serve Thrivent's clients. The Market Director should ... to support the market capacity growth and total sales objectives through advisor referrals and community relationships. + Collaborate with all channel stakeholders… more
- Bank of America (Tampa, FL)
- …Senior level depending on experience of the candidate and needs of the Financial Advisor Team. The Trainee is a non-exempt position for a hire lacking required ... performing a variety of specialized functions across a Financial Advisor team such as: Business Management, Business Development, Wealth...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- World Insurance Associates, LLC. (West Palm Beach, FL)
- Insurance Sales Producer - Personal Lines Private Client Advisor Position Overview World Insurance Associates ("World") is a unique financial services organization ... and payroll & HR solutions. As a Personal Lines Private Client Advisor , your primary responsibility is to identify, cultivate, and manage relationships with… more
- Wells Fargo (Miami, FL)
- …proactively but strategically, managing expectations, and soliciting feedback; act as an advisor to guide and influence others in growing relationships + Act as ... an advisor to senior leadership to develop, influence, or lead...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more
- Bank of America (Destin, FL)
- …The MCRM is responsible for delivering firm strategy and partners closely with advisor teams to deliver an exceptional client service model focusing on digital ... leading a team of cross-functional professionals to support Financial Advisor teams and deliver outstanding client service + Coaching...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more