- Marex (New York, NY)
- …activities for which you have any level of responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required + To escalate risk ... client static data in order to improve efficiencies and Compliance reporting. + Ensuring compliance with the...improve efficiencies and Compliance reporting. + Ensuring compliance with the company's regulatory requirements under the SEC,… more
- Santander US (Brooklyn, NY)
- …data-driven decisions to improve operational outcomes. + Strong knowledge of company policy , compliance regulations, risk management and loss prevention. + ... fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory requirements, minimizing operational risks… more
- Leap (NY)
- …operational excellence across scheduling, payroll, inventory management, visual standards, and policy compliance to drive consistent store performance. + ... client retention through personalized outreach and relationship-building. + Operational Compliance : Maintains inventory accuracy, visual standards, and procedural excellence.… more
- Leap (New York, NY)
- …operational excellence across scheduling, payroll, inventory management, visual standards, and policy compliance to drive consistent store performance. + ... client retention through personalized outreach and relationship-building. + Operational Compliance : Maintains inventory accuracy, visual standards, and procedural excellence.… more
- Ducommun (Coxsackie, NY)
- …employment practices. Benefit Administration: + Performs benefit administration within policy and regulatory compliance including assisting with general ... development, orientation, data administration and documentation, talent management, HR compliance , and all related activities. Internal Communication and Collaboration:… more
- M&T Bank (Amherst, NY)
- …+ Conduct research, analyze, and interpret legal documents for validity, content, accuracy, bank policy and compliance with a focus on the US Patriot Act and ... whether any revisions are necessary by changes in bank policy , risk tolerance or product set offered. + Assist...from M&T Banks Legal Counsel. + Adhere to applicable compliance /operation risk controls in accordance with M&T Bank. +… more
- St. Mary's Healthcare (Amsterdam, NY)
- …The Joint Commission, federal regulations; medical staff bylaws/rules and regulations; hospital policy and compliance requirements. Prepared to meet with The ... in the system. . Assists with legal requests in collaboration with the Compliance and Privacy Officer. . Oversees insurance, auditing reviews (ie, HEDIS and /Risk… more
- Sumitomo Pharma (Albany, NY)
- …and other internal stakeholders to effectively execute the launch plan. + Acts in compliance with SMPA commercial compliance policy , all applicable federal ... Business Conduct and the Office of the Inspector General's Compliance Program Guidance for Pharmaceutical Manufacturers. + The specialty...in line with your work state. Our robust time-off policy includes flexible paid time off, 11 paid holidays… more
- S&P Global (New York, NY)
- …by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some ... conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy . **Recruitment Fraud Alert:** If you receive an email from a… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …specific health plan benefits, and efficient care delivery processes. Ensures compliance with corporate and departmental policy and procedure, identifies ... established for audits to ensure adherence to regulatory and departmental policy /procedures. + Maintains compliance with all regulatory and accrediting… more