- Citigroup (New York, NY)
- …leveraged lending underwriting experience. Prior experience working in a regulatory and compliance policy environment + Proven analytical skills including the ... reviews of the clients' financial and operating performance, covenant compliance , management/relationship strategy, and competitive position within its peer group… more
- Marex (New York, NY)
- …activities for which you have any level of responsibilit + To report any breaches of policy to Compliance and/ or your supervisor as required + To escalate risk ... developers and exploiting opportunities to automate quality control + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA,… more
- Marex (New York, NY)
- …activities for which you have any level of responsibility + To report any breaches of policy to Compliance and/ or your supervisor as require + To escalate risk ... trading to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC… more
- Anthony Jordan Health Corp (Rochester, NY)
- …and including possible termination of employment, in accordance with the Center's Compliance Program Policy and Procedure -Addressing Instances of Non- ... person, reminder calls, and missed appointments. Result #5: Maintain compliance with In-House Policy by: . Processing participant complaints to the Bureau of… more
- AON (NY)
- …insurance regulations. + Track emerging regulatory changes and implement process and policy updates accordingly. + Oversee compliance reviews, audits, and ... + Track emerging regulatory changes and implement process and policy updates accordingly. + Oversee compliance reviews,...process and policy updates accordingly. + Oversee compliance reviews, audits, and filings in partnership with legal… more
- Guthrie (Cortland, NY)
- …and adheres to GCMC's Compliance Standards as they appear in GCMC's Corporate Compliance Policy , Code of Conduct and Conflict of Interest Policy . Keeps ... appropriate, functional and organized order as recommended by the HIM chart order policy . c) Files diagnostic and lab reports in correct patient record every time.… more
- Capital One (New York, NY)
- …Workday environment. Participate in root cause analysis and remediation efforts. + Policy Adherence: Ensure compliance with internal security policies and ... access levels for users. Regularly review and update access permissions to maintain compliance and security. + _Incident Response_ : Assist in the investigation and… more
- Corning Incorporated (Oneonta, NY)
- …EH&S management systems into the plant's overall operational framework. **Regulatory Compliance & Policy Implementation:** + Design, implement, and maintain ... EH&S policies, standards, and procedures in compliance with federal, state, local, and corporate regulations. +...+ Lead facility audits, inspections, and assessments to ensure compliance with applicable laws and standards. + Oversee hazardous… more
- ASM Global (Brooklyn, NY)
- …situations + Assists with onboarding and training of new staff, ensuring safety and policy compliance . + Ability to work required shift(s) any day of the ... week. + Lift heavy weights, stand and move on your feet for long periods of time. + Follow directions and complete assigned tasks in a timely manner. + Ability to train staff in basic functions of the job. + Provide leadership and guidance to staff. Serve as a… more
- SMBC (New York, NY)
- …Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit reviews or continuous monitoring for ... specific business units or thematic credit reviews + Assess the quality of credit risk management practices across business units. + Prepare detailed review reports highlighting findings, risk issues, and recommendations. + Collaborate with business and risk… more