- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of ... a comprehensive compliance program for the Capital Markets division. This role...across diverse audiences. + Project management, process optimization, and policy development. **Ability to:** + Prioritize and manage multiple… more
- Oura (New York, NY)
- …and our community every day. We are looking for a Staff Governance, Risk and Compliance (GRC) professional to join our Security Team. This role will serve as a ... leader and subject matter expert (SME) driving compliance , risk, and governance initiatives. Working closely with leaders across Security, Privacy, Product, and… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...organization + Provides governance oversight through management of the policy and training exemption governance and reporting processes to… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...organization + Provides governance oversight through management of the policy and training exemption governance and reporting processes to… more
- American Express (New York, NY)
- …will you make an impact in this role?** This **Director- US Consumer Deposits Compliance ** position will play a critical leadership role within the Line of Business ... Compliance (LOBCO) organization supporting the US Consumer deposits business,...consumer deposit products and features. + Driving implementation of policy and regulatory requirements in the areas of Reg… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...applicable regulatory obligations to risks, controls, controls testing and policy documents * Provide strong subject matter expertise to… more
- American Express (New York, NY)
- …role?** This position will play a critical role within the Line of Business Compliance (LOBCO) team supporting the US Consumer Marketing Compliance business. The ... the business is building, enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, and regulations in US. Strong… more
- TD Bank (New York, NY)
- …reporting to multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy . Teammates interact directly and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more