- Wells Fargo (New York, NY)
- …of products and services to clients through formulating financial strategy and policy with clients at the executive management level, managing client relationships, ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more
- Bassett Healthcare (Norwich, NY)
- …your name, "How may I help you?") as observed by Supervisor and as noted in compliance reports Ends calls by asking patient if there is anything else we can do for ... them today as observed by Supervisor and as noted in compliance reports Takes clear, complete and accurate phone messages, (and follows up on these messages to make… more
- Citigroup (New York, NY)
- …to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial health and ... to all risk-related regulatory requirements, upholding the highest standards of compliance . + Provide independent, objective risk management oversight for capital… more
- TD Bank (New York, NY)
- …As many of the tasks are regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and assess applicability to ... behalf of Business Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its...with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and… more
- City of New York (New York, NY)
- …initiatives that strengthen New York City's healthcare workforce through informed health- policy strategy and cross-sector collaboration. This role calls for a ... self-starter who can translate complex federal, state, and local policy developments into actionable programs, craft compelling written products for diverse… more
- University of Rochester (Rochester, NY)
- …analysis. Maintain relationships with banking and financial institutions and ensure compliance with all regulations. Enhance liquidity by helping to design and ... senior leadership. + Responsible for University's internal/central bank through policy and framework development, create models for internal debt repayment… more
- Wells Fargo (Melville, NY)
- …while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with functional colleagues, internal ... and internal partnerships + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and… more
- Wells Fargo (New York, NY)
- …years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a ... Risk Platform (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job Expectations:** + Specific compliance policies… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more