- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including exception reporting, and approves corrective actions. + Works with the Compliance Training team to ensure enterprise policy requirements are accurately ... **Essential Duties and Responsibilities** + Partners with policy owners in creating and updating enterprise policies... Trainings. + May coach, train, and mentor others Compliance associates. + Establishes objectives and develops processes and… more
- Charles Schwab (Orlando, FL)
- …employee compliance communications, and governs the development and maintenance of compliance policies and standards. As a Senior Manager , you will lead ... Communication:** Design and execute communication strategies and training plans that support policy implementation and reinforce a culture of compliance . **What… more
- TD Bank (Fort Lauderdale, FL)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits… more
- Citigroup (Jacksonville, FL)
- …leadership team, and escalate any issues or decisions needed. What you'll do Seeking a Compliance and Regulatory risk manager to serve as a key advisor and ... activities to the leadership. + Serves as key business/product compliance and regulatory risk manager and thought...Management, Conduct and or Conflicts of interest programs, including Policy and Procedure as well as establishing metrics and… more
- TD Bank (Fort Lauderdale, FL)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with ... + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence… more
- Deloitte (Boca Raton, FL)
- Senior Manager : Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager : Compliance & Reporting plays a key role ... and initiatives within the Deloitte US Firm. The Senior Manager works with R&C leaders to develop and execute...growth and efficiencies within key records processes critical to compliance with regulatory and policy requirements. +… more
- Acosta Group (Jacksonville, FL)
- **DESCRIPTION** The **HR Compliance Program Manager - Employee Relations,** is a pivotal role focused on safeguarding Acosta Group's integrity by ensuring ... an engaging employee experience. Conduct regular audits to ensure compliance with policy and legislation and identify...Conduct regular audits to ensure compliance with policy and legislation and identify opportunities to improve process… more
- TD Bank (Fort Lauderdale, FL)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with ... consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- Jabil (St. Petersburg, FL)
- …diverse communities around the globe. Jabil is seeking an experienced and dynamic Global Compliance Manager to join our comprehensive, global compliance team ... at our St. Petersburg headquarters. How will you make an impact? The Global Compliance Manager role will be high-impact with investigative rigor and strategic… more
- TD Bank (Fort Lauderdale, FL)
- …is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more