- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll lead the charge in ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing,… more
- HSBC (Buffalo, NY)
- …its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + ... US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc +...risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the… more
- Monroe County, NY (Rochester, NY)
- Full Jobs List Full Exams List Accreditation and Compliance Manager , prov. Location: Rochester, NY Title: Accreditation and Compliance Manager , prov. ... Public Safety is conducting a recruitment effort for the position of Accreditation and Compliance Manager . We are canvassing to see if there are any interested… more
- Coinbase (Albany, NY)
- …scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have experience ... business * Build robust, scalable, and resilient solutions that keep Coinbase in compliance with a variety of financial regulations * Define the roadmap to scale… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- American Express (New York, NY)
- …role?** This position will play a critical role within the Line of Business Compliance (LOBCO) team supporting the US Consumer Marketing Compliance business. The ... the business is building, enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, and regulations in US. Strong… more
- Highmark Health (Buffalo, NY)
- …This job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including ... used and procedures to be performed for third-party risk, technology, operational compliance , and security programs, across a broad range of frameworks including… more
- Saratoga Hospital (Saratoga Springs, NY)
- …organizational dyad structure with the Policy and Regulatory Readiness Manager to ensure regulatory compliance . The Clinical Regulatory Readiness ... 1-3 years' of hospital regulatory experience or specifically related to clinical regulatory, policy familiarity, MCN Policy Manager experience preferred. Pay… more