- Bank of America (New York, NY)
- …solutions to the broader BofA client base + Work closely with Corporate Banking , Wholesale Credit, Operations , Compliance, Legal, and Risk partners to drive ... and product suitability + In partnership with Marketing and Banking execs, increase visibility of the Bank's EAF business...communication skills + Cash flow modelling and pricing analysis preferred + Ability to work cohesively with a broader… more
- PNC (New York, NY)
- …position is primarily based in a PNC location. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed ... complete business case/justification to create growth plans * Knowledge of corporate banking and treasury management products * Proven track record of payments… more
- American Express (New York, NY)
- …of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the company's revenues through ... effectiveness and efficiency across the first line via the AENB COO Office 's Strategic Planning, Control Management, Program Management and Governance functions. The… more
- Mizuho Corporate Bank (New York, NY)
- …+ Direct experience auditing one or more of the areas below highly preferred (but not required): equity, sales and trading or research (including equities, ... dealer as well as Volcker rule). Knowledge of financial services operations , finance, liquidity, compliance, conduct, financial crime, technology, credit risk,… more
- Raymond James Financial, Inc. (NY)
- …and other compliance issues involved with retail activity. * Principles of banking , finance, and securities industry operations * Rules and regulations ... of:** * Company's working structure, policies, mission, and strategies. * General office practices, procedures, and methods. * Concepts, practices and procedures of… more
- TD Bank (New York, NY)
- …is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of either Fixed Income Products, ... with risk appetite STAKEHOLDERS * Familiarize with key stakeholders including the front office teams as well as the support functions including Technology and … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering to ... work experience + 5-7 Years of related experience + ** Preferred Qualifications:** + JD desirable but not required +...+ JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable… more
- American Express (New York, NY)
- …controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations . Our audit teams align to key risk ... IAG has a Professional Practices group responsible for managing audit operations , quality, and standards; regulatory relations; reporting; training and professional… more
- American Express (New York, NY)
- …Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing programs across customer, prospect, and partner channels. ... Assessment focused on ensuring control management is embedded in the day-to-day operations of our organization. It will involve extensive collaboration with multiple… more
- American Express (New York, NY)
- …Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing programs across customer, prospect, and partner channels. ... focused on ensuring control management is embedded in the day-to-day operations of our organization. It will involve extensive collaboration with multiple… more