- TD Bank (New York, NY)
- …Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that ... Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues. Support the… more
- TD Bank (New York, NY)
- …Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that ... primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues. Engage with regulators… more
- Citigroup (New York, NY)
- …**Qualifications:** + 10+ years of experience, Banking or Finance industry preferred + Experience defining and implementing data quality programs + ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, transaction… more
- Mizuho Corporate Bank (New York, NY)
- Quality Assurance Unit: The Quality Assurance...Bachelor's degree + CPA or CFA or equivalent certification preferred + 10 + years of relevant experience at ... of the regulatory reporting processes and reporting issues stem from data quality as well as the overall control environment through performing periodic and… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Associate Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank ... regulatory reporting processes, reporting data quality as well as the overall control environment through...assigned by management. Qualifications: + Bachelor's degree + CPA preferred + 2 or more years of relevant experience… more
- American Express (New York, NY)
- …plus. + A self-starter with a passion to consistently deliver high quality service and exceed stakeholders' expectations ** Preferred Qualification:** + Master's ... on #TeamAmex. **How will you make an impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and oversight… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Data Quality Technical Analyst! Mizuho is seeking a senior professional to act as a key team member in supporting initiatives to improve the ongoing ... program such as policies, standards and execution related to data quality monitoring, data attestation, reporting, and issue remediation to promote comprehensive,… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality ... The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader...progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + Advanced degree (JD, MBA, or Masters… more
- American Express (New York, NY)
- …Find your place in finance on #TeamAmex. **Job Description:** The Quality Assurance (QA) Director is a collaborator, a well-organized, action-oriented individual ... will be responsible for leading a team of professional's working on quality assurance reviews and financial analysis to ensure reporting accuracy of various… more
- American Express (New York, NY)
- …consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and ... a Professional Practices group responsible for managing audit operations, quality , and standards; regulatory relations; reporting; training and professional… more