- TD Bank (New York, NY)
- …surveillance, and/or risk and control functions) at a Global Systemically Important Bank (GSIB), or the equivalent experience at a regulatory body (eg, leading ... a bank or broker/dealer exam team). + Surveillance experience at...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …the brand + Provides strategic media counsel support and acts as a bank spokesperson when appropriate + Exercises judgment in dealing with sensitive reputational ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- TD Bank (New York, NY)
- …systems, networks, innovation, design activities, best practices, business / organization, Bank standards, and may fulfill a governance role + Expert knowledge ... + years relevant experience **Customer Accountabilities:** + Understands and supports the Bank 's Customer Service Strategy + Considers the impact of decisions on the… more
- TD Bank (New York, NY)
- …and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require ... trends, and evolving regulatory requirements and assesses potential impacts to the Bank + Assesses / identifies key issues and escalates to appropriate levels… more
- TD Bank (New York, NY)
- …partners, acting as an ambassador for the business area and the bank . + Effectively engage and update stakeholders, ensuring understanding of project timelines ... problem-solving, analytical thinking, and effective stakeholder management. + Tier 1 bank or financial institution experience preferred. + Strong oral and written… more
- TD Bank (New York, NY)
- …with periodic assessments against industry practices. + With Risk, ensure that the Bank operates within the compliance risk appetite and that operational risk from a ... focused on Communications Surveillance at a GSIB (Global Systemically Important Bank ). + Experience managing complex regulatory remediation related to Communications… more
- TD Bank (New York, NY)
- …trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted ... years of experience in surveillance data quality at a large investment bank /systemically important financial institution (SIFI) in the US. + Demonstrated expertise… more
- TD Bank (New York, NY)
- …individual employee and adheres to the policies and guidelines of the Bank + Maintains confidentiality of client information + Accountable for providing expertise ... In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our… more
- TD Bank (New York, NY)
- …individual employee and adheres to the policies and guidelines of the Bank + Maintains confidentiality of client information + Experienced working professional level ... In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our… more
- TD Bank (New York, NY)
- …and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require ... In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our… more