- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... both repairable and total loss vehicles to ensure estimate accuracy in compliance with state laws and regulations. Accountable for delivering exceptional member… more
- USAA (Charlotte, NC)
- …do:** + Provides legal counsel to support business objectives and mitigate regulatory, compliance and litigation risk to USAA. Leads complex legal assignments ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- US Bank (Charlotte, NC)
- …systems, and associated risks/controls + Thorough knowledge of Risk / Compliance /Audit competencies + Strong leadership and management skills of ... function, oversee the successful creation, implementation, and maintenance of an effective risk management framework + Lead projects and/or activities that… more
- USAA (Charlotte, NC)
- …methodologies in specialized technology focus areas. + Extensive knowledge of IT related risk management framework and policies. + Ability to effectively drive ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- Atria Wealth Solutions (King, NC)
- …not guarantees or obligations of the credit union and may involve investment risk including possible loss of principal . Investment Representatives are registered ... regularly scheduled reviews to monitor client progress toward goals. Review risk tolerance, asset allocation models and current pertinent economic information to… more
- Fresenius Medical Center (Fayetteville, NC)
- …receiving appropriate training according to FMS policy, including training to ensure ongoing compliance with all FMS risk management initiatives. + Provides ... vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Job Description Summary Purpose: Mitigate risk for the firm from financial, reputation and regulatory items by ... ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures.… more
- Bank of America (Charlotte, NC)
- …+ Solution Delivery Process + User Experience Design + Analytical Thinking + Data Management + Risk Management + Technical Strategy Development + Test ... ensuring that software is developed to meet functional, non-functional and compliance requirements, coding solutions, unit testing, and ensuring the solution can… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... partners throughout the association to develop and implement comprehensive change management strategies and plans designed to optimize employee adoption and minimize… more
- TD Bank (Charlotte, NC)
- …flagged electronic communications. This role works closely with the supervision, operations, compliance , and risk departments of the US Wealth organization. ... The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This role… more