- TD Bank (New York, NY)
- …for top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + Strong ... for management of Administration, FINRA required FINOP responsibilities, Marketing Principal duties, Strategy, middle-office Sales/Service Support, and Data &… more
- HSBC (New York, NY)
- …Banking (CIB) businesses and product partners to drive business forward. Principal Accountabilities: + Be responsible for delivering sustainable and profitable ... sheet usage, and appropriate management of financial and non-financial risk + Create an inclusive and customer-centered culture across...FINRA: SIE, series 7, 24, 63 and 79 In compliance with applicable laws, HSBC is committed to employing… more
- Scotiabank (New York, NY)
- …Stays informed on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer-in-Charge or Audit Principal and senior ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more
- University of Rochester (Albany, NY)
- …Oversee the quarterly and annual financial reporting on all grants in compliance with state and federal regulations and UR policies including submitting timely ... the budgeting process. Other duties as assigned. **ESSENTIAL FUNCTIONS** **Leadership and Compliance Management** + Works with Affiliate CEOs, CFOs and URMFG … more
- Principal Financial Group (New York, NY)
- …infrastructure, and technology. In this role, you'll drive value creation, risk management, and performance optimization across a diversified data center portfolio. ... performance against underwriting and business plans; identify value creation and risk mitigation opportunities. + Partner with operating teams, leasing agents, and… more
- KeyBank (Albany, NY)
- …clients and KeyBank employees; provides back-up to other team members + Mitigates risk by servicing accounts in compliance with KeyBank policies and procedures, ... grantor, simple, and complex trusts, who is taxed on income and/or principal transactions, final year tax distributive items; Annual gift planning for non-charitable… more
- New York State Civil Service (Newark, NY)
- …IRAs and develop appropriate interventions: Behavior Support Plans, Higher Risk Behavioral Support Plans, Medication Monitoring Plans, Behavioral Guidelines, ... Functional Behavior Assessments, and Risk Assessments.2. Provide staff at group homes and day programs with training on implementation of interventions and related… more
- New York State Civil Service (Newark, NY)
- …IRAs and develop appropriate interventions: Behavior Support Plans, Higher Risk Behavioral Support Plans, Medication Monitoring Plans, Behavioral Guidelines, ... Functional Behavior Assessments, and Risk Assessments.2. Provide staff at group homes and day programs with training on implementation of interventions and related… more
- City of New York (New York, NY)
- …their knowledge of procurement and government operations. Managers must serve as principal ambassadors for the agency and are expected to handle confidential ... the New York City Comptroller's Office - Perform contract management and compliance /performance monitoring duties and ensure work is performed in a timely manner… more