- TD Bank (Jericho, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the ... of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the… more
- Broadridge Financial Solutions (Edgewood, NY)
- …best practices in data governance, data quality, documentation, and data compliance (including international data privacy regulations) throughout our reporting ... of HR data, data quality, data governance concepts, and domestic/international data compliance (eg, GDPR, data privacy laws). + Experience working with… more
- BlackRock (New York, NY)
- …+ Conduct periodic monitoring and testing to assess the effectiveness of the FC compliance program , including oversight of private fund transfer agents + Support ... . All requests are treated in line with our privacy policy (http://www.blackrock.com/corporate/ compliance / privacy -policy#recruitment- privacy -notice) .… more
- Arc Allegany-Steuben (Bath, NY)
- …money, why wait to be paid! JOB SUMMARY Under the direction of the Program Manager or Direct Support Professional V, this position is responsible for maintaining an ... environment in the program which encourages and facilitates optimal personal development and...of the people served. JOB FUNCTIONS Regulatory and Corporate Compliance + Ensure compliance with regulations, agency… more
- Arc Allegany-Steuben (Hornell, NY)
- …and safety of the individuals served. JOB FUNCTIONS + Regulatory and Corporate Compliance + Ensure compliance with regulations, agency policies and procedures. + ... with community integration. + Respect the individual's right to privacy and confidentiality by appropriate use of written and...Life Coach V and come prepared with an agenda. Program Standard + Maintain an environment in the … more
- Coinbase (Albany, NY)
- …staking business. * Lead cross-functional execution with engineering, legal, compliance , and finance to scale staking infrastructure with institutional-grade ... staking use cases, enterprise custody models, slashing protection, key management, compliance workflows, and operational monitoring. * Exposure to smart contract… more
- Coinbase (Albany, NY)
- …the customer experience platforms that streamlines the customer service and compliance processes with innovative services, tools and applications that improve the ... and effectiveness of CX agents. This helps resolve customer issues and compliance KYC processes faster, with greater accuracy, and ultimately this leads to… more
- Coinbase (Albany, NY)
- …and filing of SEC documents, including Forms 10-K, 10-Q, and 8-K, ensuring compliance with SEC regulations and US GAAP. * Conduct disclosure benchmarking against ... industry peers to support management's disclosure objectives while maintaining compliance with SEC requirements. * Assist with the research and application of… more
- CUNY (New York, NY)
- …under the New York State Freedom of Information Law ("FOIL") and ensure compliance with Federal, State, local laws, and University policies and guidelines regarding ... Access Attorney will also assist with administering the records access and management program of Central Office. The University FOIL and Records Access Attorney will… more
- Coinbase (New York, NY)
- …product lines. * Collaborate with cross-functional teams (Product, Legal, Compliance , Policy) to scope opportunities, structure partnerships, and launch them ... track record of influencing across functions - particularly with Product, Legal, and Compliance teams. * Highly structured thinker; you know how to break down… more