- TD Bank (New York, NY)
- …as a compliance advisor to business partners through regular meetings and process reviews. + Manage and track compliance-related issues, ensuring timely resolution ... in the development of annual awareness training + Manages the risk assessment process for assigned businesses + Protects the interests of the organization, our… more
- TD Bank (New York, NY)
- …Net Worth Investing. The PCS I is primarily responsible for the onboarding process for clients, focusing on the timely and accurate initiation, transfers and ... within policy and operating procedures + Identifies and recommends technological/ process improvements which may improve overall productivity and Client satisfaction… more
- TD Bank (New York, NY)
- …including the end to end financial ownership, ongoing optimization (people, process , enablers), ongoing sustainment oversight including user adoption and engagement ... technology) associated with the business area + Identifies and implements process improvements that reduce costs or create capacity within capabilities assigned… more
- TD Bank (New York, NY)
- …final report issuance. + Manage and enhance the current Risk Assessment process for each registered and non-registered location in accordance with FINRA requirements ... of report issuance. + Oversee remediation of issues identified in the inspection process and track issues to closure. + Prepare metrics and provide details for… more
- TD Bank (New York, NY)
- …through reperformance, testing EUCs, issue management, change management, and implementing process improvements and QA checks. **Depth & Scope:** + Conducts complex ... Alteryx, Power BI, and SAS VA is beneficial + Experience in process automation/optimization, the ability to simplify and streamline processes, and expertise in… more
- TD Bank (New York, NY)
- …to a diverse audience + Analyzes impacts to customers, stakeholders, employees, process , technology solutions to achieve business results + Understands and clarifies ... mitigation plans or lead/contribute to the completion of necessary compliance/new process assessment templates + Contributes to Quality Assurance activities by… more
- TD Bank (New York, NY)
- …the factors that differentiate the organization + Applies best practices to implement process , product or service improvements + Acts as a subject matter expert ... senior levels + Builds stakeholder alignment in leading projects and activities; provides process and subject matter advice at senior levels + Works independently as… more
- TD Bank (New York, NY)
- …SME to Compliance Program Management vertical leads, providing guidance on process enhancements, interdependencies, and alignment with broader compliance goals. + ... follows up on action plans to improve employee experience + Leads the process of setting performance objectives for the team; tracks, monitors and effectively… more
- TD Bank (New York, NY)
- …to communicate results and trends.** + **Leverage Excel and other tools to process and analyze large data sets to inform risk scoring, thematic insights, and ... assesses efficiency levels within own function and implements continuous process /performance improvements where opportunities exists + Leads/facilitates and/or implements… more
- Customs and Border Protection (New York, NY)
- …devices), immigration laws (ie, admissibility at the ports of entry), and national security and intelligence; Providing ethics guidance and representing CBP in ... refers to paid and unpaid experience, including volunteer work done through National Service programs (eg, Peace Corps, AmeriCorps) and other organizations (eg,… more