- KeyBank (Albany, NY)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. As… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... manage cross-functional change projects, including global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Aug 6, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $148,784.00 - $196,730.00 HAY POINTS: 805… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10047603 **Description & Requirements** The energy ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations around the… more
- Google (New York, NY)
- …DSS, SOC, etc.). + Understanding of IT risk , its relationship to business risk , and the ability to evaluate control effectiveness. + Ability to use technical ... Program Manager I, Controls Governance, Chief Information Security Officer _corporate_fare_ Google _place_ New York, NY, USA **Early** Experience completing work as… more
- TD Bank (New York, NY)
- …prospects and Customers and closes sales + Contributes and provides input to loan decision process based on evaluation of credit risk and other key factors from ... all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk… more
- Bloomberg (New York, NY)
- …DORA and AI, to identify and develop an appropriate compliance framework. + Collaborate with Risk & Control Managers to ensure alignment with enterprise risk ... Compliance Officer - Data, Research and Analytics Location New...Analytics Location New York Business Area Legal, Compliance, and Risk Ref # 10047120 **Description & Requirements** The energy… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing ... and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance...working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core… more
- M&T Bank (Syracuse, NY)
- …defense (1LoD), adhering to the necessary controls, to mitigate unnecessary exposure to risk . Works as part of the account relationship team/deal team with the ... within established deadlines. Submits competed Commercial Closing Checklist to Senior Closing Officer for review and to obtain 'Clear to Close'. + Follows up… more