- Broadview FCU (Albany, NY)
- …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... + Delivers leadership and accountability to Broadview' s Chief Risk and Security Officer . + Actively supports...financial stability and growth goals. + Lead a corporate risk assessment process that identifies and quantifies… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- JPMorgan Chase (New York, NY)
- …and improve Risk reports and views and support the Payments Chief Risk Officer as needed. **Required Qualifications, Capabilities and Skills** + Bachelor's ... developing policy and procedure to drive governance, awareness and control across Credit Risk with regards to...compensation and benefits will be provided during the hiring process . We recognize that our people are our strength… more
- M&T Bank (Buffalo, NY)
- …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior/executive members of management in Risk or ... risk pillars (interest rate risk /liquidity risk /market risk ) through annual process ...or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- JPMorgan Chase (New York, NY)
- …Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, ... North America Rates business, working with a team of risk and control experts. As a Rates...manage competing priorities, and adapt to shifting priorities. + Process analysis and design acumen to inform control… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... manage cross-functional change projects, including global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal… more
- S&P Global (New York, NY)
- …compliance operations run smoothly. The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key ... a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead....candidates who reach the final stage of our interview process to attend at least one in-person interview, which… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + May ... $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 am - 5:30 pm (7… more
- TD Bank (New York, NY)
- …Business Oversight strategy and policy. + Reviews and approves the results of FCRM risk assessments including Scoping, Control and Inherent Risk Assessment ... Recommends based upon monitoring work performed and as applicable, process improvements in TDS to strengthen compliance with applicable...Implements policy and procedural changes + Escalation/reporting of FCRM risk matters to the BSA Officer +… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant ... to manage complaint cases brought to regulatory authorities and develops process improvements to avoid future complaints. Advances organization positions with… more
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