- City of New York (New York, NY)
- …Chief Operating Officer . Audit Services plays a leading role in risk based assessments of the Department's operational efficiencies, control effectiveness ... advisory, assessment and audit projects using information technology (IT) Governance, Risk and Compliance (GRC) best practices, methodologies and tools. - Conduct… more
- University of Rochester (Rochester, NY)
- …with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant ... to manage complaint cases brought to regulatory authorities and develops process improvements to avoid future complaints. Advances organization positions with… more
- Citigroup (New York, NY)
- Join a thriving team of 1st Line of Defense Credit Officer as senior underwriter. 1st LOD Credit Office spans various products including subscription call ... properties for Citigroup. **Responsibilities:** + Lead and Manage Private Equity transactions risk across the Private and Investment Bank. + Create written and oral… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintain a culture of risk management and control , supported by effective processes in alignment ... support in enhancing the surveillance system through the Surveillance departments calibration process , including reviewing alerts, risk scoring of alerts, and… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Trade Surveillance team. Preferred 3-5 years of experience… more
- New York State Civil Service (Albany, NY)
- …Zip Code 12223 Duties Description Under the direction of the Chief Information Officer and Administrative Supervisor, the Director of Internal Audit will manage the ... planning and execution * Develop, receive approval for and implement the annual risk -based internal audit plan.* Align the annual risk -based internal plan with… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- Mizuho Corporate Bank (New York, NY)
- …Interest/ Fees + Loan System booking, controls and reconciliation + Exception and control report monitoring + Effectively manage all audits and close all required ... audit and risk issues in a timely manner + Provide leadership...manage the ACBS to Loan IQ conversion and migration process for the team. + Uphold professionalism, quality, and… more
- Kenmore Tonawanda UFSD (Buffalo, NY)
- …Assistant Superintendent for School Finance serves as the District's chief financial officer and primary advisor to the Superintendent and Board of Education. The ... state aid claims, budget development, capital project oversight, insurance and risk management, and real estate transactions. The position also provides operational… more
- University of Buffalo - Campus, Dining (Buffalo, NY)
- Job Description Job title Assistant Controller Reports to Chief Financial Officer Department Accounting FLSA Status Full-Time, Exempt Position Summary The Assistant ... of the FSA's Accounting and Finance team, reports directly to the Chief Financial Officer and works in conjunction with the Accounting Managers to plan and direct… more