- Scotiabank (New York, NY)
- …issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based Technology ... strong risk culture in partnership with the risk owners. + Co-ordinate SOX control testing.... control operations locally. + Pursuing security and control process improvements and the protection of… more
- MongoDB (New York, NY)
- …MongoDB Internal Audit team aims to provide independent assurance that MongoDB's risk management, governance, and internal control processes are operating ... small, high-value team and looking to bring on skilled, risk and process -obsessed individuals to our team,...Finance, IT, and Engineering; become a trusted advisor for control owners, and use your experience and capabilities to… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- …National Bank's enterprise wide BSA, Fraud, and OFAC (Office of Foreign Assets Control ) Programs to ensure all regulatory requirements are met as they relate to ... specified regulations encompassed in the programs. Performs various risk functions supporting compliance with laws, rules and regulations associated with but not… more
- TD Bank (New York, NY)
- …compliance reviews and ensures work is performed in accordance with Compliance Process Certification methodology and consistent with Compliance Risk Managements ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all… more
- American Express (New York, NY)
- …and Global Risk & Compliance. The Corporate Functions Governance & Control team is looking for a **Vice President, Compliance** that will provide strategic ... particularly in relation to identifying where compliance and regulatory risk is present in BU process and...Assisting with control design activities led by Control Management, advising on compliance risk mitigation… more
- Citigroup (New York, NY)
- …Escalation Management, Industry Knowledge, Policy and Procedure, Policy and Regulation, Process Execution, Product Knowledge, Risk Controls and Monitors, ... Credit Portfolio Analyst is an experienced Lending Product specialist and Credit Officer within the Wealth Lending. The core product set includes capital… more
- SMBC (New York, NY)
- …its employees. **Role Description** The Credit Planning Manager supports the Chief Credit Risk Officer as well as Co-Head(s) of Credit Department Americas ... Liaison + Drive enhancements to the credit application process in collaboration with stakeholders across the Americas Division...policies and standards. + Contribute to the development of risk policies, control procedures, and frameworks for… more
- Citigroup (New York, NY)
- …End User Computing ("EUC") Governance will report to Citi's Global Business & Risk Controls Officer and will have strategic oversight and management ... EUC Transformation & Governance with senior management, the Executive Operating Committee, Business Risk and Control Committees and the Audit Committees of the… more
- Marex (New York, NY)
- …the strategic direction and drive the execution of Marex's global compensation management process . In doing so, the postholder will ensure that all employee costs ... of accounts for employee expenses. + Variable pay accrual process owner for both current year awards and prior...compliance within the group and by service providers. Cost Control + Work with HR to review employee expenses… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Relationship Banker, Credit Risk Analyst, Credit Risk Manager, Credit Risk Officer , Credit Portfolio Analyst, Remedial ... in Banking and Risk , and with regulators, Internal Audit, Fundamental Credit Risk and other control functions. Provide strategic insights and sensitivity to… more