• VP, Volcker Program Governance

    TD Bank (New York, NY)
    …expertise to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, ... identify risk /provide guidance for complex situations + Manages oversight process , risk -based identification and monitoring of related risks and regulatory… more
    TD Bank (08/21/25)
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  • Senior Auditor (US) - Icfr

    TD Bank (New York, NY)
    …planning process for specific audits, ensuring appropriate programs and risk assessments are completed accordingly. Manage the ongoing audit communications ... out a testing of design and operational effectiveness of SOX/ Internal controls over Financial Reporting and review testing performed...for area of specialization. Support the audit engagement and risk assessment process to identify key risks… more
    TD Bank (09/21/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …including;** + **Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (09/05/25)
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  • Senior Analyst, Volcker Program Governance

    TD Bank (New York, NY)
    …expertise to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...the Program. + Support Volcker program in preparing for internal / regulatory requests, testing engagements, exams, and reviews.… more
    TD Bank (09/21/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
    TD Bank (09/21/25)
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  • Services Operations Sanctions Director

    Citigroup (New York, NY)
    …to strategic operating model across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises and (e) Deliver on all targeted ... **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for payments)...responsible to provide best-in-class service to clients while maintaining risk levels within the firm's risk appetite… more
    Citigroup (10/02/25)
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  • Head US HR Advice and Employee Relations (US)

    TD Bank (New York, NY)
    …variety of HR/employment matters. **Depth & Scope:** + Executes on the employment risk strategy set by Employee Relations to ensure ongoing compliance with ... internal /external requirements and a positive employee relations climate, consistent...ensuring business results overall + Leads delivery of people manager and escalated employee advice across the US for… more
    TD Bank (09/13/25)
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  • Cybersecurity Officer- Application Security

    MTA (New York, NY)
    …cybersecurity program in one or more technical domains. This role deals with both internal and external threats to the MTA systems, which can affect the safety of ... complex program with highly skilled staff, contracts, and processes associated with risk management that are essential to maintaining electronic and physical safety… more
    MTA (07/20/25)
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  • Deputy Chief Investment Officer - General Account

    Equitable (New York, NY)
    …duration positioning, hedging strategies, and sensitivity analysis to manage interest rate risk . + **Portfolio Structuring & Manager Oversight** : Drive ... and deliver rigorous attribution analysis with >90% explained variance. Ensure affiliated manager delivers benchmark targets with prudent risk management. + **… more
    Equitable (10/01/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
    BMO Financial Group (09/22/25)
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