- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- …integrated service delivery, risk mitigation and compliance with applicable internal and external requirements + Owns process development and documentation; ... of TD Securities. Our mission is 'To Deliver World Class Service' to all internal and external clients as we place a focus on people, processes, and controls.… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... other related duties as assigned. **Scope of Responsibilities:** + Partners with peers, manager , Cybersecurity team, First Line Risk team + Leverages established… more
- KeyBank (Amherst, NY)
- …Independently manage all pre-closing, pre-boarding review of documents and risk management. Responsible for providing superior client service and expertise ... to both internal and external clients related a portfolio of interim/permanent...Active involvement and assist RM and Closer in pre-closing process by review of loan documents, evaluation of funding… more
- Manulife (New York, NY)
- …our counterparties + Collaborate with internal valuations team to supervise the internal quarterly risk management process + Liaise with external ... within Real Estate Credit to develop a detailed quarterly risk management process of all real estate...of all real estate credit investments: + Develop an internal real estate credit asset management tracking system for… more
- TD Bank (New York, NY)
- … risk and management of control issues in accordance with our Technology Risk Treatment Process Relationship Management: + Provides Cyber and Technology ... P&T. This role will manage technology, information and cyber risk , in compliance with the approved set of polices,...P&T Governance. This role will provide Cyber and Technology process and control leadership and support to partners as… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...groups or other forums. + Accountable for the investigative process related to possible instances of non-compliance and ensures… more
- M&T Bank (Syracuse, NY)
- …to ensure accurate bank reporting of maturities and delinquencies. + Maintains M&T internal risk standards, including timely implementation and adherence to ... both growth and asset quality under the direction of the Commercial Operations Manager and delivers superior customer service to internal and external customers.… more
- TD Bank (New York, NY)
- …in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of ... + Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity + Independently manages end-to-end functional programs +… more
- Wells Fargo (New York, NY)
- …+ Determine appropriate course of action by researching product information, and process complex or corrective transactions + Review basic or tactical issues, ... which answers can be quickly obtained, related to low-to-medium risk tasks and deliverables + Receive direction from a... tasks and deliverables + Receive direction from a manager + Exercise independent judgment while developing understanding of… more
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