- Guardian Life (Raleigh, NC)
- …Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- Motion Recruitment Partners (Charlotte, NC)
- …AML, KYC, and BSA + 5 years of experience as a Product Owner/Project Manager /Business Analyst for an Agile Scrum team + Excellent verbal, written, and interpersonal ... business or occupation to understand their intended transactions or activities. + Risk assessment: Conduct a thorough risk assessment based on customer… more
- SHI (Raleigh, NC)
- …opportunity pursuit. Your focus will include areas such as risk and compliance, identity management, architecture/infrastructure, hybrid cloud security, and ... strategy and execution including participating in client meetings, engaging internal support resources, defining solution sets/services and driving sales … more
- TD Bank (Asheville, NC)
- …and services to Customers and/or refer them to appropriate team member or internal Bank partners, while ensuring a positive Customer experience + Requires a broad ... of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product… more
- Duke Energy (Charlotte, NC)
- …development in project and project controls aspects, 3) oversight of unit process and procedures, 4) understanding and application of complex project controls ... systems are accurate and functioning according to Enterprise policies (eg Financial, Risk , Supply Chain, etc) and Project Management Center of Excellence (PMCoE)… more
- PNC (Charlotte, NC)
- …and have an opportunity to contribute to the company's success. As an Asset Manager within PNC's Midland Commerical Real Estate Servicing Group, you will be based in ... have direct contact with Midland's Special Servicing clients after intro period with manager * Good writing skills- ability to write recommendation memos for lender… more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design ... on a team in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional,… more
- Truist (Greensboro, NC)
- …following job description:** Under minimal supervision of the Operations Manager , responsible for handling electronic payment exceptions, escalations, and ... related to Wire within established timeframes in order to mitigate risk . ESSENTIAL DUTIES AND RESPONSIBILITIES 1. Independently analyze, research, and … more
- Highmark Health (Raleigh, NC)
- …various technology executives across the company which simultaneously optimize value, risk , spend & design footprints. + Influence enterprise solutions architects ... Highmark Health executive team. + Work with external and internal engineering teams to provide continuous architecture and design...+ Outstanding judgement and ability to methodically analyze cyber risk , and intelligence and both offer risk … more
- BorgWarner Inc. (Arden, NC)
- …The role requires working closely with supplier representatives as well as internal team members such as Product and/or Applications Engineers, Design Engineers, ... timing and commercial targets under the direction of the Supply Chain Supervisor/ Manager . + Prepares RFQ's, summarizes, and presents quotations for prototype and… more