- TD Bank (Charlotte, NC)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing ... the development of annual awareness training + Manages the risk assessment process for assigned businesses +...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external… more
- MongoDB (Charlotte, NC)
- …next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance. This role will be ... order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role...stakeholders + Utilize ticketing systems and workflows to monitor internal Governance, Risk , and Compliance activities to… more
- TD Bank (Charlotte, NC)
- …including.** + **Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal ... objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process , regulatory… more
- TD Bank (Charlotte, NC)
- …various training and awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects the interests of the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global… more
- Wells Fargo (Belmont, NC)
- …is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager ... vacancy. Employees who are currently in an Associate Branch Manager (ABM) or Branch Manager (BM) role...are able to lead a highly defined customer engagement process , coaching to specific behaviors that lead to an… more
- Truist (Greensboro, NC)
- …providing a leadership role in the delivery of value-added independent and objective risk -based internal audit assurance and advisory services. The Senior Audit ... change from time to time. 1. Serve as Engagement Manager for large, complex, and higher risk ...Audit Directors by assisting with annual planning, scheduling, and risk assessment process , and providing feedback on… more
- City National Bank (Charlotte, NC)
- …objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...and demonstrate critical problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment… more
- TD Bank (Charlotte, NC)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a ... risk coverage which may require alignment across multiple areas + Contributes to the risk assessment process to develop the divisional annual plan + Acts as… more
- TD Bank (Charlotte, NC)
- …review and content in the development of annual awareness training + Manages the risk assessment process for assigned businesses + Protects the interests of the ... **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and support to TD...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external… more
- TD Bank (Charlotte, NC)
- …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... the development of annual awareness training + Manages the risk assessment process for assigned businesses +...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external… more