- Wolters Kluwer (Albany, NY)
- …customers and internal team. The Specialized Consulting Manager - Pharmacy Compliance ensures successful adoption and optimal utilization of our Simplifi+ pharmacy ... the sales and customer success teams as an expert to demonstrate product functionality, key benefits, and integration into workflow to prospective and current… more
- Coinbase (Albany, NY)
- …and hands-on experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 ... us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to… more
- Bloomberg (New York, NY)
- … status reports, potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and audit preparation, and ... Data Compliance Officer - 12 Month contract Location New...effectively with security and risk professionals, engineers, software developers, product development, Human Resources, and other teams; * Strong… more
- Coinbase (Albany, NY)
- …drive projects across Compliance verticals (eg, Consumer & Base, Institutional, Central Compliance and Compliance Product Strategy & Programs) to ensure ... expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- City National Bank (New York, NY)
- …well as the 1st and 2nd Lines of Defense, as necessary. * Assess compliance issues presented through complex new/revised product and service offerings and work ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...effective resolution of complex issues identified through monitoring and testing . * Develop and communicate recommendations that support adherence… more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Sr. Manager, Trade Compliance Job Code: 29791 Job Location: Rochester, NY Job Schedule: 9/80: Employees work ... worked - and have every other Friday off Job Description: The Global Trade Compliance Senior Manager will be responsible for all Trade Compliance matters and… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop ... broker-dealer) in meeting its regulatory obligations to assist the Product team in developing a successful equities product...you'll be doing (ie. job duties):* * Providing senior compliance oversight to all aspects of CCM, including trading,… more
- Raymond James Financial, Inc. (New York, NY)
- …non-registered Private Client Group branches across the country + Detailed documentation of testing in branch exam system and related work papers + Ensure prescribed ... + Apply the appropriate risk weight to a given testing activity and/or finding level + Clear communication of...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance /regulatory requirement, required system change due to contractual agreement or ... requirements, other system enhancements or business initiatives. + Work with other testing teams, when applicable, to prepare test plans and scripts based on… more