- JPMorgan Chase (New York, NY)
- … developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the ... change governance framework for the region, work with product partners on regulatory service solutions, and...standards and risk management best practices. + Monitor the regulatory landscape ( SEC , CFTC, DOL, etc.), maintain… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... and constructive guidance on regulatory matters in the review and approval of marketing,...Legal teams in order to help ensure adherence to SEC , FINRA and firm regulations and guidelines + Attend… more
- Bloomberg (New York, NY)
- …private BDCs, non-traded + REITs, and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to ... Senior Technical Account Manager - Semi-Liquid Funds Location New York Business...and exposure to cloud-based environments + Knowledge of US regulatory frameworks relevant to semi-liquid funds (eg, SEC… more
- Deloitte (New York, NY)
- Manager - Capital Markets Operations and Technology Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive advantage ... organization, leverage emerging technology, impacting trading strategy, operational efficiency, regulatory compliance, performance, and market reputation. Join us to… more
- M&T Bank (Buffalo, NY)
- … Product Controller teams are responsible for oversight of financial/ regulatory accounting and reporting for all segment products and activities. Group ... **Overview:** Group Director of three Product Controllers and their support staff for M&T's...of technical accounting rules related to financial services industry. FASB/ SEC / Regulatory accounting/reporting \#LI-RS1 M&T Bank is committed… more
- Deloitte (New York, NY)
- …market abuse, insider trading, and other trading anomalies. This role combines regulatory knowledge, analytical skills, and technology expertise. Work you'll do Our ... insider trading, and other trading anomalies. The role combines regulatory knowledge, analytical skills, and technology expertise. The industry...with and add value to our clients. As a Manager , you will have opportunities to: + Lead project… more
- Marex (New York, NY)
- …processes, focusing on driving improvement. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other ... (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Business Manager - Capital Markets who will be be supporting the COO,… more
- Marex (New York, NY)
- …including operations, treasury, risk, and finance. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Securities Lending Operations Manager . This individaul will be an ambitious and proactive individual in… more
- Wolters Kluwer (Albany, NY)
- …libraries. Today, the tax and accounting profession is changing and the regulatory landscape is becoming increasingly complex, making it harder to ensure accuracy ... give users unprecedented access to world-class content; **CCH(R) Account Research Manager (R)** , which provides tax and accounting professionals with all essential… more
- Meta (New York, NY)
- …personally drive initiatives to completion 15. In-depth knowledge of complex global regulatory requirements (eg, GDPR, SEC , PCI-DSS, NYDFS) 16. Demonstrated ... **Summary:** Meta is seeking a highly skilled Security GRC Program Manager to join our Risk Organization's Governance, Risk, and Compliance (GRC) pillar. This role… more
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